Michael O'Hare's Location
New York, NY, US
Michael O'Hare's Work
- Director, Compliance @ SMBC Capital Markets, Inc.
- Consultant - Swap Dealer Compliance @ SMBC Capital Markets, Inc.
- Compliance Advisor @ NatWest Commercial and Institutional
- Head of Front Office Compliance @ Mizuho Bank
- Assistant Vice President ► Compliance Manager @ Merrill Lynch
- Manager, Regulatory Supervision ► Corporate Operations and Controls Unit @ Prudential Financial
- Compliance Analyst ►Regulatory Inspections Unit @ Prudential Financial
- Compliance Officer @ MassMutual
Michael O'Hare's Education
- Baker University
BBA (General)
2002 - 2006
Michael O'Hare's Skills
- Securities
- FINRA
- AML
- Mutual Funds
- Investments
- Risk Management
- Insurance
- Equities
- Investment Advisory
- Financial Services
Michael O'Hare's Summary
Michael O'Hare, based in New York, NY, US, is currently a Director, Compliance at SMBC Capital Markets, Inc., bringing experience from previous roles at SMBC Capital Markets, Inc., NatWest Markets, Mizuho Capital Markets Corp. and Merrill Lynch. Michael O'Hare holds a 2002 - 2006 BBA in General @ Baker University. With a robust skill set that includes Securities, FINRA, AML, Mutual Funds, Investments and more, Michael O'Hare contributes valuable insights to the industry. Michael O'Hare has 4 emails on RocketReach.
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