Michael O'Brien Email

Chief Compliance and Operating Officer @ Hallmark Capital Management

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Michael O'Brien Location

New York, NY, US

Michael O'Brien Work

2021 - now Chief Compliance and Operating Officer @ Hallmark Capital Management
2014 - 2021 Chief Compliance Officer @ Hallmark Capital Management
2005 - 2013 Deputy Chief Compliance Officer, Vice President @ Cutwater Investor Services Corp.

1999 - 2013 Vice President, Compliance @ Cutwater Asset Management (formerly MBIA Asset Management)
1999 - 2005 Assistant Vice President @ MBIA Municipal Investors Service Corp
1998 - 1999 Manager of the Outside Broker-Dealer Desk @ The Mainstay Family of Funds
1993 - 1999 Supervisor @ NYLIM MainStay Funds
1993 - 1998 Manager of Back Office Operations @ The Mainstay Family of Funds
1991 - 1993 Service Consultant @ New York Life

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Michael O'Brien Education

University of Pennsylvania - The FINRA Institute at Wharton
CRCP ( FINRA Institute at Wharton)
2010 - 2010
Manhattan College
BS ( Biology)
1986 - 1990

Michael O'Brien Skills

Asset Management
Fixed Income
Securities

Mutual Funds
Series 7
Investments
Alternative Investments
Equities
Hedge Funds
Risk Management

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Michael O'Brien Summary

Michael O'Brien, based in New York, NY, US, is currently a Chief Compliance and Operating Officer at Hallmark Capital Management, Inc.. Michael O'Brien brings experience from previous roles at Hallmark Capital Management, Inc., Cutwater Investor Services Corp., Cutwater Asset Management (formerly MBIA Asset Management) and MBIA Municipal Investors Service Corporation. Michael O'Brien holds a 2010 - 2010 CRCP in FINRA Institute at Wharton @ University of Pennsylvania - The FINRA Institute at Wharton. With a robust skill set that includes Asset Management, Fixed Income, Securities, Mutual Funds, Series 7 and more. Michael O'Brien has 2 emails on RocketReach.

Michael O'Brien Emails

Found 2 emails

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