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Michael McCauley Location
West Hartford, CT, US
Michael McCauley Work
Vice President, Field Supervision @ (September 2022 - Present)
Vice President, Field Supervision @ (January 2021 - October 2022)
Vice President, Annuities Compliance and Chief Compliance Officer, Prudential Annuities Distributors @ (May 2012 - April 2020)
Assistant Vice President, Compliance @ The Hartford (January 2005 - May 2012)
Deputy Chief Compliance Officer and Counsel @ Travelers Life & Annuity (January 2002 - January 2005)
Michael McCauley Education
Bucknell University
BA (Economics/Sociology)
Quinnipiac University School of Law
JD (Law)
Michael McCauley Skills
Retirement Planning
FINRA
Process Improvement
Securities Regulation
Securities
Life Insurance
Variable Annuities
Insurance Law
Risk Management
Financial Risk
Finance
Investments
Fixed Annuities
Mutual Funds
Series 63
Series 7
Management
Retirement
Financial Services
Insurance
Michael McCauley Summary
Michael McCauley, based in West Hartford, CT, US, is currently a Vice President, Field Supervision at Corebridge Financial. Michael McCauley brings experience from previous roles at AIG, Prudential Financial, The Hartford and Travelers Life & Annuity. Michael McCauley holds a BA in Economics/Sociology @ Bucknell University. With a robust skill set that includes Retirement Planning, FINRA, Process Improvement, Securities Regulation, Securities and more. Michael McCauley has 3 emails and 2 mobile phone numbers on RocketReach.
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