Michael Mattera Email & Phone Number

VP | Product Manager - Legal, Risk and Compliance Systems @ LPL Financial

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Michael Mattera Location

Belmont, NC, US

Michael Mattera Work

2022 - now VP | Product Manager - Legal, Risk and Compliance Systems @ LPL Financial
2018 - 2022 VP | Surveillance and Investigations Operations - Compliance, Legal and Risk @ LPL Financial
2014 - 2018 VP | Surveillance Oversight and Monitoring Strategic Initiatives - Governance, Risk and Compliance @ LPL Financial

2005 - 2014 AVP | Compliance Surveillance @ LPL Financial
2006 - 2008 Senior Compliance Analyst @ UVEST Financial Services
2005 - 2006 Compliance Specialist @ UVEST Financial Services
2004 - 2005 Corporate Actions Associate @ Harrisdirect LLC (formerly CSFBdirect, DLJdirect)
2001 - 2004 Lead Employee Stock Option Associate @ Harrisdirect LLC (formerly CSFBdirect, DLJdirect)
1999 - 2001 Lead Trader and Customer Service Associate @ Harrisdirect LLC (formerly CSFBdirect, DLJdirect)
1995 - 1999 Banquet Captain @ Best Impressions

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Michael Mattera Education

UNC Charlotte Belk College of Business
Business Administration (Finance)
1995 - 1999
University of North Carolina at Charlotte

Michael Mattera Skills

Bank Secrecy Act
OFAC
Microsoft Excel

Mutual Funds
Settlement

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Michael Mattera Summary

Michael Mattera, based in Belmont, NC, US, is currently a VP | Product Manager - Legal, Risk and Compliance Systems at LPL Financial. Michael Mattera brings experience from previous roles at LPL Financial and UVEST Financial Services. Michael Mattera holds a 1995 - 1999 Business Administration in Finance @ UNC Charlotte Belk College of Business. With a robust skill set that includes Bank Secrecy Act, OFAC, Microsoft Excel, Mutual Funds, Settlement and more. Michael Mattera has 2 emails on RocketReach.

Michael Mattera Emails

Found 2 emails

Michael Mattera Phone Numbers

Found 2 phone numbers

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