Michael Mattera Email & Phone Number
VP | Product Manager - Legal, Risk and Compliance Systems @ LPL Financial
5 free lookup(s). No credit card required.
If you need more lookups,
subscriptions start at $34 USD/month.
Michael Mattera Location
- Belmont, NC, US
Michael Mattera Work
- VP | Product Manager - Legal, Risk and Compliance Systems @ (January 2022 - Present)
- VP | Surveillance and Investigations Operations - Compliance, Legal and Risk @ (January 2018 - January 2022)
- VP | Surveillance Oversight and Monitoring Strategic Initiatives - Governance, Risk and Compliance @ (August 2014 - January 2018)
- AVP | Compliance Surveillance @ (May 2005 - August 2014)
- Senior Compliance Analyst @ UVEST Financial Services (June 2006 - March 2008)
- Compliance Specialist @ UVEST Financial Services (May 2005 - June 2006)
- Corporate Actions Associate @ Harrisdirect LLC (formerly CSFBdirect, DLJdirect) (October 2004 - May 2005)
- Lead Employee Stock Option Associate @ Harrisdirect LLC (formerly CSFBdirect, DLJdirect) (December 2001 - October 2004)
- Lead Trader and Customer Service Associate @ Harrisdirect LLC (formerly CSFBdirect, DLJdirect) (June 1999 - December 2001)
- Banquet Captain @ Best Impressions (August 1995 - June 1999)
- Assistant to a Certified Financial Planner @ (November 1997 - May 1998)
Michael Mattera Education
- UNC Charlotte Belk College of Business
Business Administration (Finance)
1995-1999 - University of North Carolina at Charlotte
Michael Mattera Skills
- Bank Secrecy Act
- OFAC
- Microsoft Excel
- Mutual Funds
- Settlement
Michael Mattera Summary
- Michael Mattera, based in Belmont, NC, US, is currently a VP | Product Manager - Legal, Risk and Compliance Systems at LPL Financial. Michael Mattera brings experience from previous roles at LPL Financial and UVEST Financial Services. Michael Mattera holds a 1995 - 1999 Business Administration in Finance @ UNC Charlotte Belk College of Business. With a robust skill set that includes Bank Secrecy Act, OFAC, Microsoft Excel, Mutual Funds, Settlement and more. Michael Mattera has 3 emails and 1 mobile phone numbers on RocketReach.
Looking for a different Michael Mattera?
Find contact details for 700 million professionals.
Others Named Michael Mattera
Michael Mattera
Solutions Specialist
Lynbrook, NY, US
Top LPL Financial Employees
Maggie Medina
CEO and President, MCM Wealth Advisors, Inc.
San Diego, CA, US
Amy Difrancesco
Vice President, Sales Readiness
San Diego, CA, US
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co