Michael Mattera Email & Phone Number
VP | Product Manager - Legal, Risk and Compliance Systems @ LPL Financial
5 free lookup(s). No credit card required.
If you need more lookups,
subscriptions start at $34 USD/month.
Michael Mattera Location
- Belmont, NC, US
Michael Mattera Work
- 2022 -now VP | Product Manager - Legal, Risk and Compliance Systems @
- 2018 -2022 VP | Surveillance and Investigations Operations - Compliance, Legal and Risk @
- 2014 -2018 VP | Surveillance Oversight and Monitoring Strategic Initiatives - Governance, Risk and Compliance @
- 2005 -2014 AVP | Compliance Surveillance @
- 2006 -2008 Senior Compliance Analyst @ UVEST Financial Services
- 2005 -2006 Compliance Specialist @ UVEST Financial Services
- 2004 -2005 Corporate Actions Associate @ Harrisdirect LLC (formerly CSFBdirect, DLJdirect)
- 2001 -2004 Lead Employee Stock Option Associate @ Harrisdirect LLC (formerly CSFBdirect, DLJdirect)
- 1999 -2001 Lead Trader and Customer Service Associate @ Harrisdirect LLC (formerly CSFBdirect, DLJdirect)
- 1995 -1999 Banquet Captain @ Best Impressions
- 1997 -1998 Assistant to a Certified Financial Planner @
Michael Mattera Education
- UNC Charlotte Belk College of Business
Business Administration (Finance)
1995-1999 - University of North Carolina at Charlotte
Michael Mattera Skills
- Bank Secrecy Act
- OFAC
- Microsoft Excel
- Mutual Funds
- Settlement
Michael Mattera Summary
- Michael Mattera, based in Belmont, NC, US, is currently a VP | Product Manager - Legal, Risk and Compliance Systems at LPL Financial. Michael Mattera brings experience from previous roles at LPL Financial and UVEST Financial Services. Michael Mattera holds a 1995 - 1999 Business Administration in Finance @ UNC Charlotte Belk College of Business. With a robust skill set that includes Bank Secrecy Act, OFAC, Microsoft Excel, Mutual Funds, Settlement and more. Michael Mattera has 3 emails and 1 mobile phone numbers on RocketReach.
Looking for a different Michael Mattera?
Find contact details for 700 million professionals.
Others Named Michael Mattera
Michael Mattera
Solutions Specialist
Lynbrook, NY, US
Michael Mattera
SVP PRICING AND MARGIN MANAGEMENT
Charlotte, NC, US
Michael Mattera
Co-Founder
New York, NY, US
Michael Mattera
Director, Platform Services
Fort Lauderdale, FL, US
Michael Mattera
Vice President, Head of Distribution Enablement
New York, NY, US
Top LPL Financial Employees
Dean Phillips
Founder | Wealth Advisor
Vero Beach, FL, US
Don Link
President 973 845-6667 and 844 366 5465
Westfield, NJ, US
Maggie Medina
CEO and President, MCM Wealth Advisors, Inc.
San Diego, CA, US
Bradford Smith
President, Financial Advisor
Talbott, TN, US
Anh Sisouvanh
Vice President, Ops conversions and integrations
San Diego, CA, US
Richard Keltner
Vice President, Tax Innovation
San Diego, CA, US
Amy Difrancesco
Vice President, Sales Readiness
San Diego, CA, US
Robert Nachtsheim
Vice President - CFO Solutions
San Diego, CA, US
Joe Pannarale
President and CEO at Diversified Wealth Solutions, LLC
Highland, IN, US
James Sands Jr
President
Fort Myers, FL, US
Blain Bogar
President and Wealth Management Advisor
Las Vegas, NV, US
Clyde French
President
Shreveport, LA, US
Emily Field
Chief People Officer
San Diego, CA, US
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co