Michael Lemos Email & Phone Number
Global Co-Head of Compliance - Unified Global Alternatives @ UBS Group AG
5 free lookup(s). No credit card required.
If you need more lookups,
subscriptions start at $34 USD/month.
Michael Lemos Location
- Hartford, CT, US
Michael Lemos Work
- Global Co-Head of Compliance - Unified Global Alternatives @ (June 2026 - Present)
- US Head of Compliance - Unified Global Alternatives @ (July 2024 - Present)
- Deputy CCO Real Estate and Private Markets, Head BD Compliance AM Americas @ (January 2020 - July 2024)
- Director, Compliance @ (January 2015 - January 2020)
- AVP and Chief Compliance Officer @ (January 2012 - December 2014)
- Regional Compliance Director @ (March 2006 - December 2011)
- Senior Compliance Consultant @ (July 2005 - March 2006)
- Senior Compliance Consultant @ (January 2004 - July 2005)
- Compliance Manager @ (July 1999 - January 2004)
Michael Lemos Education
- Central Connecticut State University
Michael Lemos Skills
- Communication
- Series 7
- FIX Protocol
- Inspection
- Dealers
- Life Insurance
- Sungard
- Exams
- Oversight
- Corrective Actions
- Coordinated
- Scheduling
- State Laws
- Leadership
- Field Support
- Design
- New Hires
- Violations
- Regulations
- Regulatory Agencies
- Securities Laws
- System Monitoring
- Branches
- Project Management
- Code of Ethics
- Suitability
- Phoenix
- Securities
- RIA
- Supervision
- Compliance
- FINRA
- Accounting
- Asset Management
- Gifts
- Trips
- Travel
- Field Service
- Executive Management
- Towers
- Training
- Approvals
- Supervisory
- Surveillance
- Coordination
- Global Marketing
- Vendors
- Small Office
- Rules
- Investigation
- Salesforce.com
- Policy
- Sales
- Budgets
- Conceptual Modeling
- SEC
- Product Development
- Investments
- Point of Contact
- Asset Allocation
- Testing
- OPs
- Element
- Windows
- Sales and Marketing
- Overseeing
- Entertainment
- Due Diligence
- Management
- Finance
- Wellness
- Aid
- Trading
- Internal Audit
- Board of Directors
- Human Resources
- Auditing
- Net
- Reviews
- Continuing Education
- Compliance Procedures
- Policies and Procedures
- Written
- Meetings
- Delivery
- 24 Licensed
- Coordinate
- Legal
- Consulting
- Connecticut
- .NET
Michael Lemos Summary
- Michael Lemos, based in Hartford, CT, US, is currently a Global Co-Head of Compliance - Unified Global Alternatives at UBS. Michael Lemos brings experience from previous roles at UBS and Saybrus Partners. Michael Lemos holds a Central Connecticut State University. With a robust skill set that includes Communication, Series 7, FIX Protocol, Inspection, Dealers and more. Michael Lemos has 4 emails and 4 mobile phone numbers on RocketReach.
Looking for a different Michael Lemos?
Find contact details for 700 million professionals.
Others Named Michael Lemos
Michael Lemos
Tier 2 Install Technician
Colorado Springs, CO, US
Mike Lemos
PRESIDENT
California, United States
Michael Lemos
Operations Manager
Newberg, OR, US
Michael Lemos
Trading Services - Senior Associate
Powell, OH, US
Michael Lemos
Region Manager-West
Sacramento, CA, US
Michael Lemos
Senior digital press operator.
Los Angeles, CA, US
Michael Lemos
Procurement Analyst
State of Minas Gerais, Brazil
Top UBS Group AG Employees
Anthony Donatelli
COO, Social Impact and Philanthropy, UBS
United Kingdom
Jason Chandler
Chairman, UBS Global Wealth Management Americas
New York, NY, US
Jim Kennedy
CTO, Wealth Management Americas
United States
Callum Nieto
Chief Operating Officer, Investment Bank Americas
New York, NY, US
Eugène del Cioppo
CEO UBS Fund Management (Switzerland) AG
Sissach, BL, CH
Fernando Vita
CEO and Country Head - UBS Mexico
São Paulo, SP, BR
Francesca Giordana
CEO of UBS Fiduciaria
Milan, IT
Malek Ghorbel
COO for Equity Derivatives Americas
New York, NY, US
Marc-Anthony Hourihan
Chairman Global Mergers and Acquisitions
New York, NY, US
Edmund Koh
Chairman UBS Asia Pacific
Singapore
Blake Hiltabrand
CEO and Global Head of UBS O’Connor
Chicago, IL, US
Daniel Hunziker
CEO Pension Fund Credit Suisse Group (Switzerland)
Zurich, Switzerland
Stefanie Stannard
COO - GFIW and UHNW
New York, NY, US
Nikunj Jha
CEO - UBS AG Mumbai Branch
Mumbai, MH, IN
Tom Hall
CEO, UBS Optimus Foundation network
London, GB
David Wildermuth
President UBS Americas Holdings LLC
New York, NY, US
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co