Michael Lavi Email & Phone Number
Director - Transaction Management - Capital Markets @ SMBC Nikko Securities America, Inc.
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Michael Lavi Location
- Teaneck, NJ, US
Michael Lavi Work
- 2026 -now Director - Transaction Management - Capital Markets @
- 2024 -2026 Vice President - Transaction Management @
- 2022 -2024 Director - Advisory Compliance Officer - Private Side @
- 2019 -2022 VP – Investment Banking and Capital Markets Compliance Advisory @
- 2018 -2018 Director, US Investment Bank Compliance Officer @
- 2015 -2018 Associate Director, US Control Room and Investment Bank Compliance Officer @
- 2013 -2015 Associate Director, Equities Advisory Compliance Officer @
- 2012 -2013 Legal and Compliance Analyst @
- 2011 -2012 Corporate Law Center Dean's Fellow @
- 2010 -2011 Legal Intern @
- 2010 -2011 Managing Editor @
- 2009 -2009 Legal Intern @
- 2008 -2008 Legal Intern @ Law Offices of John A. Santora
Michael Lavi Education
- Fordham University School of Law
Juris Doctor (Managing Editor - Fordham Journal of Corporate and Financial Law - Volume XVI, Securities Litigation & Arbitration Clinic, Fordham Student Sponsored Fellowship Board Member, Unemployment Action Center Board Member, Domestic Violence Awareness Center)
2008-2011 - Macaulay Honors College at The City University of New York
Bachelor of Arts (CUNY/Macaulay Honors College, University Scholar)
2004-2008 - Queens College
Bachelor's degree (Economics)
2004-2008
Michael Lavi Skills
- Legal
- Legal Compliance
- Corporate Finance
- Investment Banking
- Commercial Banking
- Banking Law
- Corporate Law
- OTC
- Regulatory Analysis
- Financial Regulation
- Securities Regulation
- Commodities Regulation
Michael Lavi Summary
- Michael Lavi, based in Teaneck, NJ, US, is currently a Director - Transaction Management - Capital Markets at SMBC Nikko Securities America, Inc.. Michael Lavi brings experience from previous roles at SMBC Nikko Securities America, Inc., TD Securities and UBS. Michael Lavi holds a 2008 - 2011 Juris Doctor in Managing Editor - Fordham Journal of Corporate and Financial Law - Volume XVI, Securities Litigation & Arbitration Clinic, Fordham Student Sponsored Fellowship Board Member, Unemployment Action Center Board Member, Domestic Violence Awareness Center @ Fordham University School of Law. With a robust skill set that includes Legal, Legal Compliance, Corporate Finance, Investment Banking, Commercial Banking and more. Michael Lavi has 6 emails and 4 mobile phone numbers on RocketReach.
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