2015 -2021 Vice President - Senior Compliance and Risk Manager @
2014 -2015 Compliance Officer Capital Markets @
2005 -2014 AVP - Surveillance and Risk Manager @
Michael Koster Education
Stockton University
Bachelor of Business Administration (BBA) (Business Administration and Management, General)
Michael Koster Skills
Series 7 – General Securities Representative
Series 24 – General Securities Principal
Series 4 – Registered Options Principal
Series 55 – Equity Trader
Series 63 – State Registered Securities Agent
Equities
Fixed Income
Portfolio Management
Securities
Trading
FINRA
Management
Capital Markets
Investments
Mutual Funds
Series 63
Leadership
Series 7 General Securities Representative
Social Media
Series 24 General Securities Principal
Series 63 State Registered Securities Agent
Series 55 Equity
Series 4 Registered
Series 55 Equity Trader
Sales
Series 24 General
Series 7 General
Series 63 State
Series 4 Registered Options Principal
Financial Analysis
Michael Koster Summary
Michael Koster, based in Charlotte, NC, US, is currently a Director at Ally. Michael Koster brings experience from previous roles at BB&T, Baird and Pershing, a BNY Mellon company. Michael Koster holds a Bachelor of Business Administration (BBA) in Business Administration and Management, General @ Stockton University. With a robust skill set that includes Series 7 – General Securities Representative, Series 24 – General Securities Principal, Series 4 – Registered Options Principal, Series 55 – Equity Trader, Series 63 – State Registered Securities Agent and more. Michael Koster has 3 emails and 1 mobile phone numbers on RocketReach.
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