VP - Risk and Regulatory Testing and Compliance Communications @ (May 2016 - July 2018)
VP - Compliance Controls and Oversight @ (October 2013 - May 2016)
Manager - Branch Exams @ (May 2005 - October 2013)
Michael Holliday Education
University of Minnesota-Twin Cities
Bachelor of Arts (B.A.) ( International Relations and Affairs)
1993-1997
Michael Holliday Skills
Mutual Funds
Series 7
Securities
Financial Services
Series 63
Series 24
Compliance
Project Management
Banking
Strategy
Risk Management
Regulatory Affairs
Michael Holliday Summary
Michael Holliday, based in Phoenix, AZ, US, is currently a VP - Regulatory Relations at Osaic. Michael Holliday brings experience from previous roles at Advisor Group and AIG Advisor Group. Michael Holliday holds a 1993 - 1997 Bachelor of Arts (B.A.) in International Relations and Affairs @ University of Minnesota-Twin Cities. With a robust skill set that includes Mutual Funds, Series 7, Securities, Financial Services, Series 63 and more. Michael Holliday has 2 emails and 2 mobile phone numbers on RocketReach.
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