Michael Hartman Email & Phone Number
Chief Compliance Officer and Director of Operations @ LPL Financial
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Michael Hartman Location
- Bedford, NH, US
Michael Hartman Work
- 2007 -now Chief Compliance Officer and Director of Operations @
- 1983 -now Chief Compliace Officer and Director of Operations @
Michael Hartman Education
- University of Pennsylvania - The Wharton School
Certified Regulatory Compliance Professional - CRCP (Compliance and Regulatory)
2011-2012 - Southern New Hampshire University 1978-1982
- Manchester West High School 1975-1978
Michael Hartman Skills
- Securities
- Wealth Management
- Mutual Funds
- Asset Management
- Retirement Planning
- Series 7, 63 & 24 are held through LPL Financial
Michael Hartman Summary
- Michael Hartman, based in Bedford, NH, US, is currently a Chief Compliance Officer and Director of Operations at LPL Financial. Michael Hartman brings experience from previous roles at Northeast Planning Associates. Michael Hartman holds a 2011 - 2012 Certified Regulatory Compliance Professional - CRCP in Compliance and Regulatory @ University of Pennsylvania - The Wharton School. With a robust skill set that includes Securities, Wealth Management, Mutual Funds, Asset Management, Retirement Planning and more. Michael Hartman has 2 emails and 1 mobile phone numbers on RocketReach.
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