Michael Gozzillo Email & Phone Number
Chief Compliance Officer @ VanEck
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Michael Gozzillo Location
- New York, NY, US
Michael Gozzillo Work
- 2018 -now Chief Compliance Officer @
- 2012 -2018 Senior Vice President, Chief Compliance Officer @ City National Rochdale, LLC
- 2008 -2012 Director, Compliance Officer (Mutual Funds); Chief Compliance Officer, TC Life Separate Accounts @
- 2001 -2008 Chief Compliance Officer, Mutual Funds @
- 2000 -2001 President @ Investment Compliance Solutions
- 1998 -2000 President @ Strategic Fund Services, Inc.
- 1995 -1998 Client Relationship and Fund Administrator @ Investors Capital Services
- 1993 -1994 Assistant Vice President Fund Accounting @ Delaware Group of Funds
- 1984 -1993 Fund Accountant, Supervisor, Manager @ The Vanguard Group of Funds
Michael Gozzillo Education
- Temple University
- University of Phoenix
Michael Gozzillo Skills
- Broker-Dealer Compliance
- ETFs
- Securities
- Mutual Funds
- Fund Accounting
- Series 7
- Series 6
- Mutual Fund & Adviser Compliance Programs
- Fund Administration
- Series 26
- Mutual Fund Board Reporting
- Service Provider Oversight
- Rule 38a-1
- Rule 206(4)-7
- FINRA
- Asset Managment
- Due Diligence
- Investments
- Financial Services
- Asset Management
- Series 63
- Alternative Investments
- Hedge Funds
- Equities
- Fixed Income
- Series 24
- Rule 2064 7
- Rule 38A 1
- Compliance
- Mutual Fund And Adviser Compliance Programs
- Rule 206 7
Michael Gozzillo Summary
- Michael Gozzillo, based in New York, NY, US, is currently a Chief Compliance Officer at VanEck. Michael Gozzillo brings experience from previous roles at City National Rochdale, LLC, TIAA-CREF, Managers Investment Group and Investment Compliance Solutions. Michael Gozzillo holds a Temple University. With a robust skill set that includes Broker-Dealer Compliance, ETFs, Securities, Mutual Funds, Fund Accounting and more. Michael Gozzillo has 2 emails and 1 mobile phone numbers on RocketReach.
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