Michael Gozzillo Email & Phone Number
Chief Compliance Officer @ VanEck
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Michael Gozzillo Location
- New York, NY, US
Michael Gozzillo Work
- Chief Compliance Officer @ (January 2018 - Present)
- Senior Vice President, Chief Compliance Officer @ City National Rochdale, LLC (December 2012 - January 2018)
- Director, Compliance Officer (Mutual Funds); Chief Compliance Officer, TC Life Separate Accounts @ (September 2008 - December 2012)
- Chief Compliance Officer, Mutual Funds @ (November 2001 - September 2008)
- President @ Investment Compliance Solutions (February 2000 - September 2001)
- President @ Strategic Fund Services, Inc. (July 1998 - February 2000)
- Client Relationship and Fund Administrator @ Investors Capital Services (May 1995 - July 1998)
- Assistant Vice President Fund Accounting @ Delaware Group of Funds (September 1993 - September 1994)
- Fund Accountant, Supervisor, Manager @ The Vanguard Group of Funds (July 1984 - September 1993)
Michael Gozzillo Education
- Temple University
(Finance & Accounting)
- University of Phoenix
Bachelor of Science (Business Administration (Honors))
Michael Gozzillo Skills
- Broker-Dealer Compliance
- ETFs
- Securities
- Mutual Funds
- Fund Accounting
- Series 7
- Series 6
- Mutual Fund & Adviser Compliance Programs
- Fund Administration
- Series 26
- Mutual Fund Board Reporting
- Service Provider Oversight
- Rule 38a-1
- Rule 206(4)-7
- FINRA
- Asset Managment
- Due Diligence
- Investments
- Financial Services
- Asset Management
- Series 63
- Alternative Investments
- Hedge Funds
- Equities
- Fixed Income
- Series 24
- Rule 2064 7
- Rule 38A 1
- Compliance
- Mutual Fund And Adviser Compliance Programs
- Rule 206 7
Michael Gozzillo Summary
- Michael Gozzillo, based in New York, NY, US, is currently a Chief Compliance Officer at VanEck. Michael Gozzillo brings experience from previous roles at City National Rochdale, LLC, TIAA-CREF, Managers Investment Group and Investment Compliance Solutions. Michael Gozzillo holds a Temple University. With a robust skill set that includes Broker-Dealer Compliance, ETFs, Securities, Mutual Funds, Fund Accounting and more. Michael Gozzillo has 2 emails and 1 mobile phone numbers on RocketReach.
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