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Michael Friedman Location
Santa Barbara, CA, US
Michael Friedman Work
Head of Broker Dealer and Head of RIA @ (October 2022 - Present)
Head of Broker Dealer @ (September 2019 - October 2022)
General Counsel and Chief Compliance Officer @ (January 2012 - January 2018)
Partner (2007-2012), Associate (2000-2007) @ (January 2000 - January 2012)
Michael Friedman Education
Northwestern University
JD
1996-1999
Princeton University
AB (cum laude)
1992-1996
Michael Friedman Skills
AML
Series 24
Commodity Trading
Medical Compliance
Compliance
Electronic Trading
Capital Markets
Trading Systems
Intellectual Property
Software Licensing
Product Management
Saas Development
Go to Market Strategy
Regulatory Compliance
Securities
Corporate Governance
Michael Friedman Summary
Michael Friedman, based in Santa Barbara, CA, US, is currently a Head of Broker Dealer and Head of RIA at Albert. Michael Friedman brings experience from previous roles at LEX, Trillium and Winston & Strawn LLP. Michael Friedman holds a 1996 - 1999 JD @ Northwestern University. With a robust skill set that includes AML, Series 24, Commodity Trading, Medical Compliance, Compliance and more. Michael Friedman has 1 emails and 3 mobile phone numbers on RocketReach.
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