Assistant Compliance Officer @ (March 2000 - December 2004)
Trade Services Representative @ (October 1998 - March 2000)
Michael Frasier Education
University of Lowell
Bachelor of Science (Industrial Management)
1990-1995
Michael Frasier Skills
FINRA series 4,53,65,7,24 & 87 licenses
ERISA Specialist
DOL Trainer
Option Trade Supervisor
Annuity Specialist
RIA Supervisor
Hedge Fund Review
Internal and External Audit
Regulatory Liason
CRCP Designation
AIF Designation
Written Supervisory Procedures
Mutual Funds
Finra Series 4
Investments
Currently Hold Designation Crcp From Finra
Strategic Financial Planning
Insurance
Series 63
Project Management
Investment Advisory
Fixed Income
Series 7
24 and 87 Licenses
Hedge Funds
Auditing
Financial Services
Asset Allocation
Management
Portfolio Management
Microsoft Word
Customer Service
Trading
Process Improvement
Retirement
Valves
Nuclear
Power
Power Generation
Project Engineering
Commissioning
Troubleshooting
Air Compressors
Energy
Engineering
Inspection
Preventive Maintenance
Factory
Nuclear Engineering
Power Plants
Pumps
Manufacturing
Railway
Maintenance And Repair
Michael Frasier Summary
Michael Frasier, based in Boston, MA, US, is currently a Director, Compliance Consulting at Kroll. Michael Frasier brings experience from previous roles at ACA Group, Foreside Financial Group, LLC, NCS Regulatory Compliance and Cantella & Co., Inc.. Michael Frasier holds a 1990 - 1995 Bachelor of Science in Industrial Management @ University of Lowell. With a robust skill set that includes FINRA series 4,53,65,7,24 & 87 licenses, ERISA Specialist, DOL Trainer, Option Trade Supervisor, Annuity Specialist and more. Michael Frasier has 2 emails and 2 mobile phone numbers on RocketReach.
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