Michael Frasier Email & Phone Number
Director, Compliance Consulting @ Kroll
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Michael Frasier Location
- Boston, MA, US
Michael Frasier Work
- 2026 -now Director, Compliance Consulting @
- 2022 -2026 Senior Director @
- 2019 -2022 Senior Director at Foreside @
- 2017 -2022 Senior Compliance Consultant @
- 2004 -2017 Compliance Officer @
- 2000 -2004 Assistant Compliance Officer @
- 1998 -2000 Trade Services Representative @
Michael Frasier Education
- University of Lowell
Bachelor of Science (Industrial Management)
1990-1995
Michael Frasier Skills
- FINRA series 4,53,65,7,24 & 87 licenses
- ERISA Specialist
- DOL Trainer
- Option Trade Supervisor
- Annuity Specialist
- RIA Supervisor
- Hedge Fund Review
- Internal and External Audit
- Regulatory Liason
- CRCP Designation
- AIF Designation
- Written Supervisory Procedures
- Mutual Funds
- Finra Series 4
- Investments
- Currently Hold Designation Crcp From Finra
- Strategic Financial Planning
- Insurance
- Series 63
- Project Management
- Investment Advisory
- Fixed Income
- Series 7
- 24 and 87 Licenses
- Hedge Funds
- Auditing
- Financial Services
- Asset Allocation
- Management
- Portfolio Management
- Microsoft Word
- Customer Service
- Trading
- Process Improvement
- Retirement
- Valves
- Nuclear
- Power
- Power Generation
- Project Engineering
- Commissioning
- Troubleshooting
- Air Compressors
- Energy
- Engineering
- Inspection
- Preventive Maintenance
- Factory
- Nuclear Engineering
- Power Plants
- Pumps
- Manufacturing
- Railway
- Maintenance And Repair
Michael Frasier Summary
- Michael Frasier, based in Boston, MA, US, is currently a Director, Compliance Consulting at Kroll. Michael Frasier brings experience from previous roles at ACA Group, Foreside Financial Group, LLC, NCS Regulatory Compliance and Cantella & Co., Inc.. Michael Frasier holds a 1990 - 1995 Bachelor of Science in Industrial Management @ University of Lowell. With a robust skill set that includes FINRA series 4,53,65,7,24 & 87 licenses, ERISA Specialist, DOL Trainer, Option Trade Supervisor, Annuity Specialist and more. Michael Frasier has 2 emails and 2 mobile phone numbers on RocketReach.
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