Michael Forlenza Email & Phone Number
MD and Head, CM Goverance and Controls @ BMO Capital Markets
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Michael Forlenza Location
- New York, NY, US
Michael Forlenza Work
- MD and Head, CM Goverance and Controls @ (September 2026 - Present)
- MD, General Manager, BMO NY Branch and Chief Operating Officer, BMO CMC @ (October 2023 - Present)
- MD and Head, CM Supervision and Governance @ (March 2025 - September 2026)
- MD, Head, US Capital Markets Compliance @ (March 2018 - October 2023)
- Deputy Chief Compliance Officer @ (February 2017 - March 2018)
- Director, Trading Products Compliance @ (September 2015 - March 2018)
- Vice President, Financial Products Compliance @ (February 2011 - September 2015)
Michael Forlenza Education
- University of Melbourne
- St. John's University School of Law
JD (Law)
- Siena University
Bachelor of Arts (B.A.) (Political Science and Government)
- Archbishop Molloy High School
Michael Forlenza Skills
- Legal Research
- Securities Regulation
- FINRA
- Legal Compliance
- Broker-Dealer
- Series 7
- Capital Markets
- AML
- KYC
- Derivatives
- Notary
- Dodd-Frank
- Series 63
- Options
- Structured Products
- Equities
- Futures
- Broker Dealer
- Investment Banking
- Trading
- Compliance
- Dodd Frank
Michael Forlenza Summary
- Michael Forlenza, based in New York, NY, US, is currently a MD and Head, CM Goverance and Controls at BMO Capital Markets. Michael Forlenza brings experience from previous roles at BMO Capital Markets. Michael Forlenza holds a University of Melbourne. With a robust skill set that includes Legal Research, Securities Regulation, FINRA, Legal Compliance, Broker-Dealer and more. Michael Forlenza has 3 emails and 2 mobile phone numbers on RocketReach.
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