Michael Forlenza Email & Phone Number
MD and Head, CM Supervision and Governance @ BMO Capital Markets
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Michael Forlenza Location
- New York, NY, US
Michael Forlenza Work
- 2025 -now MD and Head, CM Supervision and Governance @
- 2023 -now MD, General Manager, BMO NY Branch and Chief Operating Officer, BMO CMC @
- 2018 -2023 MD, Head, US Capital Markets Compliance @
- 2017 -2018 Deputy Chief Compliance Officer @
- 2015 -2018 Director, Trading Products Compliance @
- 2011 -2015 Vice President, Financial Products Compliance @
Michael Forlenza Education
- Siena University
Bachelor of Arts (B.A.) (Political Science and Government)
- St. John's University School of Law
JD (Law)
- University of Melbourne
- Archbishop Molloy High School
Michael Forlenza Skills
- Legal Research
- Securities Regulation
- FINRA
- Legal Compliance
- Broker-Dealer
- Series 7
- Capital Markets
- AML
- KYC
- Derivatives
- Notary
- Dodd-Frank
- Series 63
- Options
- Structured Products
- Equities
- Futures
- Broker Dealer
- Investment Banking
- Trading
- Compliance
- Dodd Frank
Michael Forlenza Summary
- Michael Forlenza, based in New York, NY, US, is currently a MD and Head, CM Supervision and Governance at BMO Capital Markets. Michael Forlenza brings experience from previous roles at BMO Capital Markets. Michael Forlenza holds a Bachelor of Arts (B.A.) in Political Science and Government @ Siena University. With a robust skill set that includes Legal Research, Securities Regulation, FINRA, Legal Compliance, Broker-Dealer and more. Michael Forlenza has 3 emails and 2 mobile phone numbers on RocketReach.
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