Michael Ellman Email & Phone Number
Director of Financial Regulation @ Tower Research Capital
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Michael Ellman Location
- New York, NY, US
Michael Ellman Work
- 2015 -now Director of Financial Regulation @
- 2012 -2015 Director Financial Regulatory Compliance @ Interactive Brokers
- 2009 -2012 Managing Regulatory Coordinator @ FINRA
- 2007 -2009 Regulatory Reporting @ E*trade Financial
- 2001 -2007 Regulatory Reporting @ Fidelity Investments
Michael Ellman Education
- Devry University
Master of Business Administration (MBA) (Finance)
2003-2007
Michael Ellman Skills
- Series 27
- Securities
- Back Office
- Finance
- Equities
- Analysis
- Series 24
- Financial Risk
- AML
- Capital Markets
- Derivatives
- FINRA
- Financial Analysis
- Financial Services
- Fixed Income
- Hedge Funds
- Mutual Funds
- Series 7
- Services
- Pharmaceutical Industry
- Regulatory Compliance
- Compliance
- GMP
- Brokers
- Regulatory
- Microsoft Excel
- Accounting
- Leadership
Michael Ellman Summary
- Michael Ellman, based in New York, NY, US, is currently a Director of Financial Regulation at Tower Research Capital. Michael Ellman brings experience from previous roles at Interactive Brokers, FINRA, E*trade Financial and Fidelity Investments. Michael Ellman holds a 2003 - 2007 Master of Business Administration (MBA) in Finance @ Devry University. With a robust skill set that includes Series 27, Securities, Back Office, Finance, Equities and more. Michael Ellman has 2 emails on RocketReach.
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