Michael Dorsey Email & Phone Number
Chief Legal Officer and Chief Compliance Officer
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Michael Dorsey Location
- Chatham, NJ, US
Michael Dorsey Work
- 2025 -now Chief Legal Officer and Chief Compliance Officer @ Biya Capital LLC
- 2005 -now President @ MTD Compliance Advisor LLC
- 2021 -2023 Chief Legal Officer and Chief Compliance Officer @ Reveri World
- 2012 -2017 Associate General Counsel @
- 2012 -2012 Associate Director @
- 2006 -2008 Managing Director, Trading Services and Compliance @
- 2004 -2005 SVP, General Counsel and Chief Compliance Officer @ WR Capital Management
- 2003 -2004 General Counsel and Director of New Product Development @ Crown Financial Group, Inc.
- 1998 -2003 Senior Vice President, General Counsel, Secretary, and Director of Legislative and Regulatory Affair @ Knight Capital Group (f/k/a Knight Trading Group, Inc.)
- 1994 -1998 Assistant General Counsel @
- now Branch Chief, Division of Market Regulation @
- 1985 -1986 Law Clerk @
- 1984 -1985 Law Clerk @ Missouri Court of Appeals
- 1974 -1979 Second Class Petty Officer @
Michael Dorsey Education
- Georgetown University Law Center
LLM (Law)
- St Louis University High School
(Stage Crew 72-74; Manager, Rifle Team 70-72)
- U.S. Naval Academy Preparatory School
Naval Academy Preparatory School
- University of Missouri-Columbia School of Law
JD (President, Student Bar Association (83-84))
- Saint Louis University
BSBA (Finance)
- United States Naval Academy
Michael Dorsey Skills
- FINRA
- Securities
- Corporate Governance
- Hedge Funds
- Securities Regulation
- Fixed Income
- Trading
- Asset Management
- Financial Services
- Broker-Dealer Compliance
- Private Placements
- Mutual Funds
- Risk Management
- Market Structure
- Equities
- Asset Managment
- Capital Markets
- Broker-Dealer
- SEC
- Series 7
- Series 24
- Alternative Investments
- Compliance
- Risk Management Consulting
- Regulations
- Series 63
- AML
- Electronic Trading
- Arbitration
- Financial Regulation
- Securities Lending
- Due Diligence
- Form BD
- SRO Regulations
- Legislation
- Government
- Financial Markets
- Derivatives
- Prime Brokerage
- Regulations ATS
- Regulation NMS
- Investment Adviser Compliance
- Form ADV
- Corporate Policies
- Applicant Tracking Systems
- Expert Witness Services
- Legislative Analysis
- Government Affairs
- Mortgage-Backed Securities
- Repo Market
- Mortgage Backed Securities
- Broker Dealer Compliance
- Broker Dealer
Michael Dorsey Summary
- Michael Dorsey, based in Chatham, NJ, US, is currently a Chief Legal Officer and Chief Compliance Officer at Biya Capital LLC. Michael Dorsey brings experience from previous roles at MTD Compliance Advisor LLC, Reveri World, Annaly Capital Management and Oyster Consulting, LLC. Michael Dorsey holds a LLM in Law @ Georgetown University Law Center. With a robust skill set that includes FINRA, Securities, Corporate Governance, Hedge Funds, Securities Regulation and more. Michael Dorsey has 2 emails on RocketReach.
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