Michael del Priore Email & Phone Number
Managing Director, Chief Compliance Officer @ Wealthspire Advisors
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Michael del Priore Location
- Naperville, IL, US
Michael del Priore Work
- Managing Director, Chief Compliance Officer @ (March 2025 - Present)
- Senior Vice President, Chief Compliance Officer @ (January 2020 - March 2025)
- Vice President, Legal and Compliance @ (October 2019 - December 2019)
- Director, Legal and Compliance @ (January 2019 - October 2019)
- Associate Compliance Officer @ (June 2018 - December 2018)
- Chief Compliance Officer @ Wealthspire Capital, LLC (September 2018 - August 2020)
- Examiner; Compliance, Legal and Risk @ (January 2014 - June 2018)
- Compliance Analyst - Auditor @ (January 2013 - January 2014)
- Senior Examiner @ National Stock Exchange (January 2010 - January 2013)
- Examiner @ National Stock Exchange (January 2007 - January 2010)
- Market Analyst @ National Stock Exchange (January 2006 - January 2007)
- Specialist @ Rock Island Equity Market Services, Inc. (January 2003 - January 2006)
- Clerk @ Rock Island Equity Market Services, Inc (January 2000 - January 2003)
Michael del Priore Education
- Loyola University Chicago
Information Systems (MIS) (Business Administration, Management and Operations)
1999-2003
Michael del Priore Skills
- Compliance
- Electronic Trading
- Equities
- Financial Markets
- Investments
- Securities
- Securities Regulation
- Series 24
- Series 66
- Series 7
- series 63
- Auditing
- Financial Reporting
- Microsoft Excel
- SEC
- Stock Exchange
- Market
- Crd
- Technical Analysis
- Microsoft Technologies
- Finance
- Collecting
- Business Administration
- Tampa
- Law Enforcement
- Reuters
- Search
- Management
- Market Regulation
- Thompson One
- Composed
- Rules
- Clearing
- Mantis
- Information Systems
- Report Design
- Monitors
- Functional Requirements
- Frs
- Exams
- Execution
- Profit
- Outages
- Etp
- Symbol
- Networking
- System
- Nyse
- Reports
- FINRA
- Boot Camp
- Training
- Bankruptcy
- Quality Control
- Research
- Well Versed
- System Monitoring
- Shares
- Investigation
- Chicago
- Surveillance
- Analysis
- Clerks
- Equity Trading
- Exchanges
- Applications
- Floors
- Communication
- Quality Assurance
- Author
- Renovation
- Razor
- Information Sharing
- Brokers
- Responsibility
- Regulations
- Executions
- FinCEN
- System Development
- Microsoft Exchange
- New York
- Electronics
- Relief
- FactSet
- Referrals
- Ilx
- Microsoft Word
- Stocks
- Disputes
- Trading System
- Risk
- Trading
- MIS
- Databases
Michael del Priore Summary
- Michael del Priore, based in Naperville, IL, US, is currently a Managing Director, Chief Compliance Officer at Wealthspire Advisors. Michael del Priore brings experience from previous roles at Wealthspire Advisors. Michael del Priore holds a 1999 - 2003 Information Systems (MIS) in Business Administration, Management and Operations @ Loyola University Chicago. With a robust skill set that includes Compliance, Electronic Trading, Equities, Financial Markets, Investments and more. Michael del Priore has 4 emails and 2 mobile phone numbers on RocketReach.
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