Michael Cozzi Email & Phone Number
Compliance Manager @ Harbor Capital Advisors, Inc.
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Michael Cozzi Location
- Chicago, IL, US
Michael Cozzi Work
- Compliance Manager @ (February 2025 - Present)
- Compliance Officer @ (March 2022 - February 2025)
- Manager - Control Reconciliation, TA Risk and Compliance @ Harbor Services Group (January 2020 - March 2022)
- Operations Manager - Investment Management @ (June 2018 - January 2020)
- Vice President - Client Service Delivery Manager - Global Fund Services @ (February 2017 - June 2018)
- Mutual Fund Operations, Compliance and Administration @ (March 2012 - February 2017)
Michael Cozzi Education
- W. P. Carey School of Business – Arizona State University
Bachelor of Science (Finance)
Michael Cozzi Skills
- Asset Management
- Auditing
- Bloomberg Terminal
- Bluesky Reporting
- Collective Investment Trusts
- Compliance
- Data Mining
- Due Diligence
- ETFs
- Escheatment
- Financial Services
- Finra
- Fund Administration
- Fund Of Funds
- Fund Operations
- Global Custody
- Institutional Client Service
- Money Market Funds
- Morningstar Direct
- Mutual Fund Board Reporting
- Mutual Fund Distributions
- Mutual Funds
- NSCC Operations
- Performance Reporting
- Project Management
- SEC Regulations
- Sales Support
- Series 63
- Series 7
- Trade Operations
- Transfer Agency
- U.S. SEC Filings
- Zephyr Style Advisor
- Social Media
- PowerPoint
- Strategic Planning
- Microsoft Excel
- Research
- Strategy
Michael Cozzi Summary
- Michael Cozzi, based in Chicago, IL, US, is currently a Compliance Manager at Harbor Capital Advisors, Inc.. Michael Cozzi brings experience from previous roles at Harbor Capital Advisors, Inc., Harbor Services Group, Morningstar and Northern Trust Asset Servicing. Michael Cozzi holds a Bachelor of Science in Finance @ W. P. Carey School of Business – Arizona State University. With a robust skill set that includes Asset Management, Auditing, Bloomberg Terminal, Bluesky Reporting, Collective Investment Trusts and more. Michael Cozzi has 2 emails and 4 mobile phone numbers on RocketReach.
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Top Harbor Capital Advisors, Inc. Employees
James Kelly
Managing Director
New York, NY, US
Spenser Lerner
Managing Director, Head of Multi Asset Solutions
New York, NY, US
Shuen Mei
VP, Director of Software and Data Engineering
Chicago, IL, US
Glenn McBride
Chief Marketing Officer
Boston, MA, US
Robert Landsberg
Managing Director - Product Strategy
Boston, MA, US
Paul Herbert
Managing Director
Chicago, IL, US
Andrew Miller
Managing Director, Head of Research
New York, NY, US
Pradeep Tekkey
Chief Data Officer
Chicago, IL, US
Gabriel McNerney
Managing Director, Investment Specialist
Chicago, IL, US
Diana Podgorny
EVP, General Counsel and Secretary
Chicago, IL, US
Dan Hennings
Senior Vice President - Internal Audit
Chicago, IL, US
Charlie McCain
Chief Executive Officer
Chicago, IL, US
Kristof Gleich
President
Chicago, IL, US
Lana Lewandowski
VP and Compliance Director
Chicago, IL, US
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