Michael Cozzi Email & Phone Number
Compliance Manager @ Harbor Capital Advisors, Inc.
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Michael Cozzi Location
- Chicago, IL, US
Michael Cozzi Work
- 2025 -now Compliance Manager @
- 2022 -2025 Compliance Officer @
- 2020 -2022 Manager - Control Reconciliation, TA Risk and Compliance @ Harbor Services Group
- 2018 -2020 Operations Manager - Investment Management @
- 2017 -2018 Vice President - Client Service Delivery Manager - Global Fund Services @
- 2012 -2017 Mutual Fund Operations, Compliance and Administration @
- 2011 -2012 Senior Operations Associate @
- 2006 -2011 Senior Market Research Analyst @
- 2005 -2006 Senior Operations Coordinator @
- 1999 -2005 Institutional Client Service Manager @ Aston Asset Management, LLC (formerly ABN AMRO Investment Fund Services, Inc.)
Michael Cozzi Education
- Arizona State University, W. P. Carey School of Business
Bachelor of Science (Finance)
Michael Cozzi Skills
- SEC Regulations
- Global Custody
- Money Market Funds
- Social Media
- Compliance
- Project Management
- Bloomberg Terminal
- Fund of Funds
- Trade Operations
- Series 7
- Nscc Operations
- U.S. SEC Filings
- Data Mining
- Series 63
- Morningstar Direct
- PowerPoint
- Mutual Fund Board Reporting
- Strategic Planning
- Escheatment
- Mutual Fund Distributions
- Fund Operations
- Microsoft Excel
- Auditing
- Transfer Agency
- Zephyr Style Advisor
- Research
- Asset Management
- Financial Services
- FINRA
- Institutional Client Service
- Strategy
- Sales Support
- Mutual Funds
- Performance Reporting
- Bluesky Reporting
- Fund Administration
- Due Diligence
Michael Cozzi Summary
- Michael Cozzi, based in Chicago, IL, US, is currently a Compliance Manager at Harbor Capital Advisors, Inc.. Michael Cozzi brings experience from previous roles at Harbor Capital Advisors, Inc., Harbor Services Group, Morningstar and Northern Trust Asset Servicing. Michael Cozzi holds a Bachelor of Science in Finance @ Arizona State University, W. P. Carey School of Business. With a robust skill set that includes SEC Regulations, Global Custody, Money Market Funds, Social Media, Compliance and more. Michael Cozzi has 2 emails on RocketReach.
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Top Harbor Capital Advisors, Inc. Employees
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