Michael Collins Email & Phone Number
Managing Director - Chief Compliance Officer @ CAIS Group
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Michael Collins Location
- New York, NY, US
Michael Collins Work
- 2026 -now Managing Director - Chief Compliance Officer @
- 2024 -2026 Director, Chief Compliance Officer @
- 2022 -2024 Senior Vice President, Chief Compliance Officer @
- 2021 -2022 Vice President, Capital Markets Compliance @
- 2020 -2021 Institutional Equities Sales and Equity Capital Markets Compliance Officer @
- 2013 -2019 Vice President-Compliance Officer @
- 2007 -2013 Senior Compliance Officer @
- 2005 -2007 Analyst @ Hawthorne Investigation & Security
- 2024 -now Director, Chief Compliance Officer @
Michael Collins Education
- New York Law School
Doctor of Law (J.D.), cum laude, Business & Financial Services (Business & Financial Services)
2015-2019 - Fordham University
Master of Arts (M.A.), American History (United States) (American History (United States))
2004-2006 - Fordham University
Bachelor of Arts (B.A.), History (History)
1999-2003 - Saint Anthony's High School 1995-1999
Michael Collins Skills
- Series 7
- Mutual Funds
- Legal Research
- FINRA
- Public Speaking
- Series 24
- Series 63
- Corporate Governance
- Portfolio Management
- Westlaw
- Investments
- Legal Writing
- Microsoft Excel
- Securities
- Fixed Income
- Investment Advisory
- Leadership
- Team Building
- Process Improvement
- Risk Management
- Customer Service
- SQL
- Project Management
Michael Collins Summary
- Michael Collins, based in New York, NY, US, is currently a Managing Director - Chief Compliance Officer at CAIS. Michael Collins brings experience from previous roles at CAIS, Wedbush Securities and Evercore. Michael Collins holds a 2015 - 2019 Doctor of Law (J.D.), cum laude, Business & Financial Services in Business & Financial Services @ New York Law School. With a robust skill set that includes Series 7, Mutual Funds, Legal Research, FINRA, Public Speaking and more. Michael Collins has 1 emails and 1 mobile phone numbers on RocketReach.
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