2022 -
2023 Director of Compliance and BSA Officer @
2018 -
2022 Chief AML Officer @
2014 -
2018 KYC Manager - Vice President @
2012 -
2014 EDD Manager, Vice President @
2009 -
2012 Head of Compliance, MLRO @ BOSTON TECHNOLOGIES/BOSTON PRIME LTD
2008 -
2008 Quality Assurance @ JP MORGAN CHASE/WAMU
2002 -
2008 Senior Compliance Officer @
2001 -
2002 Sales @ GATI OPTICAL LABORATORIES
Michael Brand Education
Teacher’s College, Columbia University
MA (Clinical Psychology)
2000
-
2002
College of Staten Island, City University of New York
BA (Psychology)
1995
-
1999
Michael Brand Skills
Hedge Funds
Regulations
FSA
Equity Trading
Commodity
Operational Risk
FINRA
Foreign Exchange
Strategy
Financial Risk
Financial Markets
Prime Brokerage
AML
OFAC
Trading
Services
Anti Money Laundering
Risk Management
Futures
Financial Services
Quality Assurance
Equities
USA PATRIOT Act
Business Development
Fixed Income
Sales Management
Securities
Trading Systems
Electronic Trading
Currency
Capital Markets
Emerging Markets
Alternative Investments
Sales
Compliance
Bank Secrecy Act
Program Management
Foreign Exchange Fx Options
Investment Banking
FX trading
FX Options
Operational Risk Management
KYC
Derivatives
Financial Regulation
Foreign Exchange Options
Michael Brand Summary
Michael Brand, based in Florida, United States, is currently a Senior Vice President, Compliance at Praxis Digital Trading Group. Michael Brand brings experience from previous roles at MoCaFi, TradeStation, J.P. Morgan and Citi. Michael Brand holds a 2000 - 2002 MA in Clinical Psychology @ Teacher’s College, Columbia University. With a robust skill set that includes Hedge Funds, Regulations, FSA, Equity Trading, Commodity and more. Michael Brand has 5 emails and 2 mobile phone numbers on RocketReach.
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