Michael Bernardo Email & Phone Number
Chief Compliance Officer @ VWG Wealth Management
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Michael Bernardo Location
- Philadelphia, PA, US
Michael Bernardo Work
- 2026 -now Chief Compliance Officer @
- 2023 -now Adjunct Professor @
- 2020 -now Adjunct Professor @
- 2024 -2026 Adjunct Professor @
- 2025 -2026 College Professor @
- 2024 -2026 Visiting Professor @
- 2025 -2026 Adjunct Assistant Professor @
- 2024 -2025 Adjunct Professor @
- 2018 -2024 Senior Risk Director @
- 2019 -2020 Contractor @
- 2017 -2018 Managing Director @
- 2015 -2017 Managing Director @
- 2012 -2015 Director @
- 2008 -2012 Manager, Financial Services Regulatory Practice @
- 2007 -2008 Director, Floor Broker Surveillance @
- 2007 -2007 Director-Compliance @
- 2006 -2007 Director, Product Surveillance @
- 2004 -2006 Senior Associate, Regulatory Advisory Services @
- 2003 -2004 Vice President, Divisional Compliance Manager @
- 2002 -2003 Compliance Officer, Divisional Assistant Vice President-Broker Surveillance Unit @
- 2001 -2002 Branch Operations Manager @
- 1999 -2001 Senior Compliance Analyst @
Michael Bernardo Education
- Cook College, Rutgers University
Doctor of Philosophy (PhD) (Bachelor of Science - BS, Human Ecology/Political Science)
2020 - Capella University
Bachelor of Science - BS (Doctor of Philosophy (PhD), Finance, General)
2020 - Rutgers Graduate School of Criminal Justice
MBA (Criminal Justice/Law Enforcement Administration)
2006 - University of Phoenix
Criminal Justice/Law Enforcement Administration (MBA, Accounting)
2006
Michael Bernardo Skills
- Editing
- Training
- Writing
- Multi-Engine Land
- Single Engine Land
- Regulatory Compliance
- Commercial Piloting
- Flight Training
- CFI
- University Teaching
- Teaching
- Wealth Management Services
- Global Regulatory Compliance
- Presentation Skills
- Compliance Management
- Executive Management
- Series 24
- Brokerage
- Banking
- Capital Markets
- FINRA
- NYSE
- Sales Operations
- Branch Management
- Compliance
- Regulatory Policy
- Policy Writing
- Project Management
- Broker-Dealer
- Securities
- Financial Services
- Financial Regulation
- Financial Advisory
- Enterprise Risk Management
- Series 7
- Governance
- Series 63
- Supervision
- Supervisory Experience
- Series 9/10
- New Member Registration
- Fixed Income
- Mutual Funds
- Risk Management
- Equities
- Financial Risk
- Finance
- Hedge Funds
- Trading
Michael Bernardo Summary
- Michael Bernardo, based in Philadelphia, PA, US, is currently a Chief Compliance Officer at Hightower Advisors. Michael Bernardo brings experience from previous roles at Colorado State University Global, Grand Canyon University, American Military University and Ocean County College. Michael Bernardo holds a Doctor of Philosophy (PhD) in Bachelor of Science - BS, Human Ecology/Political Science @ Cook College, Rutgers University. With a robust skill set that includes Editing, Training, Writing, Multi-Engine Land, Single Engine Land and more. Michael Bernardo has 5 emails and 2 mobile phone numbers on RocketReach.
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