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Melanie Smith Location
Leeds, GB
Melanie Smith Work
Compliance Director and MLRO @ (November 2023 - Present)
Firm Oversight Manager @ (September 2022 - November 2023)
Head Of Compliance @ (October 2021 - September 2022)
Group Compliance Manager @ (January 2021 - October 2021)
Quality and Compliance Manager @ (August 2018 - January 2021)
Compliance Manager @ (May 2016 - August 2018)
Compliance Auditor @ (May 2014 - May 2016)
Regulatory Consultant @ (January 2009 - May 2014)
Compliance Supervisor @ Mortgage Talk (September 2005 - July 2008)
Business Assessor @ (January 2003 - September 2005)
Melanie Smith Education
Liverpool John Moores University
BA Hons (History)
1994-1998
Kirkby Stephen Grammar School 1987-1994
Melanie Smith Skills
Financial Services
Insurance
Protection
Investments
AML
Pensions
Residential Mortgages
Compliance
Training and Competence
Financial Regulation
Mortgage Lending
Operational Risk
Auditing
Financial Reporting
Microsoft Excel
Financial Advisory
Risk Management
Anti Money Laundering
Retirement Planning
Wealth Management
Financial Planning
Melanie Smith Summary
Melanie Smith, based in Leeds, GB, is currently a Compliance Director and MLRO at Armstrong Watson. Melanie Smith brings experience from previous roles at Quilter Financial Planning and Bartlett Group Ltd. Melanie Smith holds a 1994 - 1998 BA Hons in History @ Liverpool John Moores University. With a robust skill set that includes Financial Services, Insurance, Protection, Investments, AML and more. Melanie Smith has 1 emails on RocketReach.
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