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Melanie Smith Location
Leeds, GB
Melanie Smith Work
2023 -now Compliance Director and MLRO @
2022 -2023 Firm Oversight Manager @
2021 -2022 Head Of Compliance @
2021 -2021 Group Compliance Manager @
2018 -2021 Quality and Compliance Manager @
2016 -2018 Compliance Manager @
2014 -2016 Compliance Auditor @
2009 -2014 Regulatory Consultant @
2005 -2008 Compliance Supervisor @ Mortgage Talk
2003 -2005 Business Assessor @
Melanie Smith Education
Liverpool John Moores University
BA Hons (History)
1994-1998
Kirkby Stephen Grammar School 1987-1994
Melanie Smith Skills
Financial Services
Insurance
Protection
Investments
AML
Pensions
Residential Mortgages
Compliance
Training and Competence
Financial Regulation
Mortgage Lending
Operational Risk
Auditing
Financial Reporting
Microsoft Excel
Financial Advisory
Risk Management
Anti Money Laundering
Retirement Planning
Wealth Management
Financial Planning
Melanie Smith Summary
Melanie Smith, based in Leeds, GB, is currently a Compliance Director and MLRO at Armstrong Watson. Melanie Smith brings experience from previous roles at Quilter Financial Planning and Bartlett Group Ltd. Melanie Smith holds a 1994 - 1998 BA Hons in History @ Liverpool John Moores University. With a robust skill set that includes Financial Services, Insurance, Protection, Investments, AML and more. Melanie Smith has 1 emails on RocketReach.
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