Maureen M Email & Phone Number
Founder
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Maureen M Location
- Newport Beach, CA, US
Maureen M Work
- 2004 -now Founder @ Compliance Concierge
- 2013 -2016 Executive Vice-President @
- 2008 -2012 Chief Compliance Officer @ Grubb & Ellis Securities/Capital and Equity Advisors
- 2001 -2004 Senior Vice President and Chief Compliance Officer and General Counsel @
Maureen M Education
- The Wharton School
CRCP (Securities Regulation and Compliance)
2007-2009 - University of Southern California
Master of Laws - LLM (Alternative Dispute Resolution)
-
Bachelor of Science (Business Administration)
-
Juris Doctor (Law)
Maureen M Skills
- Investment Advisory
- Securities
- Series 7
- Due Diligence
- FINRA
- Series 24
- Financial Markets
- Financial Advisory
- Mutual Funds
- Investments
- Alternative Investments
- Asset Management
- Securities Regulation
- Series 63
- Financial Services
- Wealth Management
- Portfolio Management
- Risk Management
- Equities
- Retirement Planning
- Financial Planning
- Finance
- Asset Allocation
- Investment Strategies
- Transfer Agency
- Management
- Trading
Maureen M Summary
- Maureen M, based in Newport Beach, CA, US, is currently a Founder at Compliance Concierge. Maureen M brings experience from previous roles at American National Stock Transfer, LLC, Grubb & Ellis Securities/Capital and Equity Advisors and CUSO Financial Services, L.P.. Maureen M holds a 2007 - 2009 CRCP in Securities Regulation and Compliance @ The Wharton School. With a robust skill set that includes Investment Advisory, Securities, Series 7, Due Diligence, FINRA and more. Maureen M has 2 emails and 3 mobile phone numbers on RocketReach.
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