Matthew Dougherty Email & Phone Number
Anti-Money Laundering Officer (RJRES) and Deputy AMLO (RJFS, RJFSA, RCS, NWPS) | Director @ Raymond James
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Matthew Dougherty Location
- Florida, United States
Matthew Dougherty Work
- Anti-Money Laundering Officer (RJRES) and Deputy AMLO (RJFS, RJFSA, RCS, NWPS) | Director @ (April 2026 - Present)
- Deputy AML and Financial Crimes Officer | Director @ (December 2024 - April 2026)
- Deputy AML and Financial Crimes Officer | Senior Manager @ (March 2023 - December 2024)
- AML Compliance Officer | Compliance Section Manager Senior @ (October 2019 - March 2023)
- Financial Intelligence Unit Manager @ (September 2018 - October 2019)
- AML Compliance Officer | Compliance Section Manager @ (March 2018 - September 2018)
- AML Compliance Officer | Compliance Team Leader @ (November 2016 - March 2018)
- AML Compliance Officer | Senior Compliance Specialist @ (September 2014 - October 2016)
- Control Officer Senior Associate @ (June 2014 - September 2014)
- Senior Compliance Officer @ (February 2014 - June 2014)
- Compliance Officer - JPMorgan Chase and Co. @ (June 2012 - January 2014)
- Associate Attorney @ (November 2009 - June 2012)
- Law Clerk @ (May 2008 - November 2009)
- Law clerk @ (May 2007 - November 2007)
- Outbound and Collections Departments @ (May 2002 - July 2006)
Matthew Dougherty Education
- Capital University Law School
J.D. (Law)
2006-2009 - Ohio University
Bachelor's (Journalism, Honors Tutorial College)
1997-2001 - Aarhus University
International Journalism
2000-2000 - St. Vincent-St. Mary High School 1993-1997
Matthew Dougherty Skills
- Fraud Prevention
- Regulatory Compliance
- Anti-Money Laundering
- Risk Assessment
- Communication
- Broker-Dealer Compliance
- Reporting Requirements
- Investigation
- Transaction Monitoring
- Compliance Management
- Counter-Terrorist Financing
- Insurance
- Risk Management
- Legal Research
- Civil Litigation
- Legal Writing
- Mediation
- Arbitration
- Securities Regulation
- Securities
- Depositions
- Compliance
- Financial Services
- Dispute Resolution
- Litigation
- Finra
- Series 24
- General Securities Principal
- Regulations
- Regulatory Risk
- Compliance Advisory
- Compliance Assessments
- Compliance Analysis
- Compliance Officers
- Red Flags
- Suspicious Activity Reporting
- Fincen
- Cams
- Usa Patriot Act
- Bank Secrecy Act
- Regulatory Examinations
- Management
- Team Management
- Program Management
- Operations Management
- Transactional Analysis
- Financial Transactions
- Anti Money Laundering
- Anti-corruption
- Counterterrorism
Matthew Dougherty Summary
- Matthew Dougherty, based in Florida, United States, is currently a Anti-Money Laundering Officer (RJRES) and Deputy AMLO (RJFS, RJFSA, RCS, NWPS) | Director at Raymond James. Matthew Dougherty brings experience from previous roles at Raymond James, The Huntington Investment Company and Huntington National Bank. Matthew Dougherty holds a 2006 - 2009 J.D. in Law @ Capital University Law School. With a robust skill set that includes Fraud Prevention, Regulatory Compliance, Anti-Money Laundering, Risk Assessment, Communication and more. Matthew Dougherty has 1 emails and 1 mobile phone numbers on RocketReach.
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