Matthew Arnett Email & Phone Number
Senior Director, Compliance @ SLC Management
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Matthew Arnett Location
- Boston, MA, US
Matthew Arnett Work
- 2026 -now Senior Director, Compliance @
- 2013 -2025 Director - Asset and Wealth Management Compliance @ Charles Schwab Investment Management
- 2006 -2013 Chief Compliance Officer @ Madison Street Partners
- 2004 -2006 Compliance Specialist @ WM Funds Distributor, Inc.
- 2000 -2003 Compliance Examiner @
- 1998 -1999 CRD Disclosure Analyst @ NASD Regulation, Inc.
Matthew Arnett Education
- Loyola Law School, Los Angeles
Doctor of Law (J.D.)
1994-1997 - UCLA
B.A. (Political Science)
1989-1994
Matthew Arnett Skills
- FINRA
- Securities Regulation
- AML
- Securities
- Investment Advisers Act
- SEC
- Broker-Dealer
- Financial Regulation
- Hedge Funds
- Investment Advisory
- Mutual Funds
- Corporate Governance
- Alternative Investments
- Investment Company Act
- Investment Management
- Process Improvement
- Risk Management
- Public Speaking
- Broker Dealer
- Leadership
- Compliance
Matthew Arnett Summary
- Matthew Arnett, based in Boston, MA, US, is currently a Senior Director, Compliance at SLC Management. Matthew Arnett brings experience from previous roles at Charles Schwab Investment Management, Madison Street Partners, WM Funds Distributor, Inc. and NASD Regulation, Inc.. Matthew Arnett holds a 1994 - 1997 Doctor of Law (J.D.) @ Loyola Law School, Los Angeles. With a robust skill set that includes FINRA, Securities Regulation, AML, Securities, Investment Advisers Act and more. Matthew Arnett has 1 emails and 1 mobile phone numbers on RocketReach.
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