Matt Odom Email & Phone Number
Director of Compliance @ Ally
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Matt Odom Location
- Charlotte, NC, US
Matt Odom Work
- 2026 -now Director of Compliance @
- 2022 -2026 Compliance Manager @
- 2021 -2022 Compliance, Sr. Analyst - Enterprise Functions Compliance Testing Team @
- 2018 -2021 Sr. Analyst - Business Line Regulatory Controls @
- 2022 -now Compliance Manager @
- 2014 -2018 Business Acceptance Consultant (New Business Principal) @
- 2015 -2017 Team Lead - Broker Dealer @
- 2014 -2015 Sr. Broker Dealer Service Rep @
- 2009 -2012 Investment Specialist @
- 2007 -2008 Financial Services Representative @ ETRADE Financial
Matt Odom Education
- Winthrop University
Bachelor of Science (Business Administration/Finance)
Matt Odom Skills
- Continuous Monitoring
- Risk Management
- Supervisory Skills
- U.S. Securities and Exchange Commission (SEC)
- Regulatory Compliance
- Investments
- Series 7
- Series 24
- Series 66
- Wealth Management
- Mutual Funds
- Retirement Planning
- Securities
- Portfolio Management
- Series 53
- Financial Services
- Financial Planning
- Insurance
- FINRA
- Asset Allocation
- Series 63
- Investment Advisory
- Fixed Annuities
- Fixed Income
- Banking
- Retirement
- Financial Operations
- Series 4
Matt Odom Summary
- Matt Odom, based in Charlotte, NC, US, is currently a Director of Compliance at Ally. Matt Odom brings experience from previous roles at Ally. Matt Odom holds a Bachelor of Science in Business Administration/Finance @ Winthrop University. With a robust skill set that includes Continuous Monitoring, Risk Management, Supervisory Skills, U.S. Securities and Exchange Commission (SEC), Regulatory Compliance and more. Matt Odom has 1 emails and 1 mobile phone numbers on RocketReach.
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