Mary Simonson Email & Phone Number
Regional AVP , Supervision @ LPL Financial
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Mary Simonson Location
- Portland, OR, US
Mary Simonson Work
- 2026 -now Regional AVP , Supervision @
- 2025 -2026 Senior Vice President @
- 2023 -2025 Chief Compliance Officer @
- 2021 -2023 Consultant @
- 2016 -2020 Chief Risk Officer @
- 2014 -2016 SVP, Chief Compliance Officer @ AIG Advisor Group
- 2010 -2014 Chief Compliance Officer @ SagePoint Financial
- 2010 -2010 VP, Compliance Manager @ West Coast Investments
- 2007 -2010 Director @
- 2004 -2007 VP,Sales Manager @ WM Financial Services
- 2003 -2004 SVP, Senior Compliance Officer @
- 1996 -2003 Chief Compliance Officer @ WM Financial Services
- 1995 -1996 Compliance Director @
- 1994 -1995 Compliance Specialist @ Chemical Investment Services
- 1991 -1994 AVP, Senior Branch Examiner @ Smith Barney, Inc
Mary Simonson Education
- Pace University - Lubin School of Business
Bachelor of Business Administration - BBA (Business Administration and Management, General)
Mary Simonson Skills
- Financial Advisory
- Management
- Project Management
- Securities
- FINRA
- Regulatory Compliance
- Leadership
- Broker-Dealer Compliance
- Mutual Funds
- Risk Management
- Financial Services
- Executive Management
- Business Relationship Management
- Investments
- Microsoft Excel
- Services
- Training
- Financial Analysis
- Strategy
- Networking
Mary Simonson Summary
- Mary Simonson, based in Portland, OR, US, is currently a Regional AVP , Supervision at LPL Financial. Mary Simonson brings experience from previous roles at LPL Financial, Atria Wealth Solutions, Bates Group and Advisor Group. Mary Simonson holds a Bachelor of Business Administration - BBA in Business Administration and Management, General @ Pace University - Lubin School of Business. With a robust skill set that includes Financial Advisory, Management, Project Management, Securities, FINRA and more. Mary Simonson has 2 emails and 3 mobile phone numbers on RocketReach.
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