Mary Phillips Email & Phone Number
Head of Retail SMA Compliance @ BlackRock
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Mary Phillips Location
- Larkspur, CA, US
Mary Phillips Work
- 2024 -now Head of Retail SMA Compliance @
- 2021 -2026 Head of Aperio Compliance @
- 2010 -2021 Chief Compliance Officer @
- 2016 -2016 Panel @ BACCO Conference for Compliance Officers
- 2006 -2010 Co-Founder, Compliance @ Lark Media Inc (NaturalPath Media)
- 2000 -2000 Public Policy Advocate @ UK Soil Association
- 1999 -2000 Exec VP Compliance and Counsel @
- 1997 -1999 Exec VP Compliance and Counsel @ Saloman Smith Barney
- 1991 -1997 Staff Attorney, Senior Counsel, and Branch Chief, Division of Enforcement @
- 1989 -1991 Associate @
Mary Phillips Education
- University of Michigan
Doctor Of Jurisprudence (Law)
1986-1989 - University of Michigan
Bachelor Of Arts (European History)
1982-1986 - Middlebury College
(Russian Language)
1984-1984
Mary Phillips Skills
- Legal Writing
- Management
- Strategy
- Leadership
- Intellectual Property
- FINRA
- Series 4
- Literature
Mary Phillips Summary
- Mary Phillips, based in Larkspur, CA, US, is currently a Head of Retail SMA Compliance at BlackRock. Mary Phillips brings experience from previous roles at BlackRock, Alambic Investment Management, LP, BACCO Conference for Compliance Officers and Lark Media Inc (NaturalPath Media). Mary Phillips holds a 1986 - 1989 Doctor Of Jurisprudence in Law @ University of Michigan. With a robust skill set that includes Legal Writing, Management, Strategy, Leadership, Intellectual Property and more. Mary Phillips has 4 emails and 1 mobile phone numbers on RocketReach.
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