Director, Head of the Americas for Central Compliance Functions @ Credit Suisse (June 2011 - April 2012)
Senior Managing Director of Regulatory Affairs and Compliance @ (June 2010 - June 2011)
Executive Director, Equities Compliance @ (June 2007 - June 2010)
Assistant General Counsel, Regulatory Affairs @ (October 2006 - May 2007)
Senior Counsel @ (April 2003 - September 2006)
Attorney @ (November 1999 - March 2003)
Mark Wolfe Education
University of Baltimore School of Law
JD
University of Maine
MA (English Literature)
James Madison University
BA (English/History)
Mark Wolfe Skills
Capital Markets
Equities
Investment Banking
Enforcement
Private Investigations
Trading Systems
Securities Regulation
FINRA
Securities
AML
Corporate Governance
Hedge Funds
SEC
Broker-Dealer
Private Placements
Litigation
Commercial Litigation
Microsoft Excel
Legal Research
Business Strategy
Broker Dealer
Research
Mark Wolfe Summary
Mark Wolfe, based in New York, NY, US, is currently a Legal Counsel at Jane Street. Mark Wolfe brings experience from previous roles at Citadel Securities, U.S. Securities and Exchange Commission, J.P. Morgan Securities LLC and Leerink Swann. Mark Wolfe holds a JD @ University of Baltimore School of Law. With a robust skill set that includes Capital Markets, Equities, Investment Banking, Enforcement, Private Investigations and more. Mark Wolfe has 2 emails and 1 mobile phone numbers on RocketReach.
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