Mark Wolfe Email & Phone Number
Legal Counsel
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Mark Wolfe Location
- New York, NY, US
Mark Wolfe Work
- Legal Counsel @ Jane Street (April 2025 - Present)
- Deputy CCO and Senior Regulatory Counsel @ (August 2021 - April 2025)
- Associate Director, Division of Trading and Markets @ (September 2018 - August 2021)
- Executive Director, Assistant General Counsel @ J.P. Morgan Securities LLC (November 2012 - September 2018)
- Managing Director, Chief Compliance Officer @ Leerink Swann (April 2012 - November 2012)
- Director, Head of the Americas for Central Compliance Functions @ Credit Suisse (June 2011 - April 2012)
- Senior Managing Director of Regulatory Affairs and Compliance @ (June 2010 - June 2011)
- Executive Director, Equities Compliance @ (June 2007 - June 2010)
- Assistant General Counsel, Regulatory Affairs @ (October 2006 - May 2007)
- Senior Counsel @ (April 2003 - September 2006)
- Attorney @ (November 1999 - March 2003)
Mark Wolfe Education
- James Madison University
BA (English/History)
- University of Baltimore School of Law
JD
- University of Maine
MA (English Literature)
Mark Wolfe Skills
- AML
- Broker-Dealer
- Capital Markets
- Corporate Governance
- Enforcement
- Equities
- FINRA
- Hedge Funds
- Investment Banking
- Private Investigations
- Private Placements
- SEC
- Securities
- Securities Regulation
- Trading Systems
- Litigation
- Commercial Litigation
- Microsoft Excel
- Legal Research
- Business Strategy
- Broker Dealer
- Research
Mark Wolfe Summary
- Mark Wolfe, based in New York, NY, US, is currently a Legal Counsel at Jane Street. Mark Wolfe brings experience from previous roles at Citadel Securities, U.S. Securities and Exchange Commission, J.P. Morgan Securities LLC and Leerink Swann. Mark Wolfe holds a BA in English/History @ James Madison University. With a robust skill set that includes AML, Broker-Dealer, Capital Markets, Corporate Governance, Enforcement and more. Mark Wolfe has 1 emails and 1 mobile phone numbers on RocketReach.
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