Mark Schepps Email & Phone Number
Chief Compliance Officer @ TradeMas Inc.
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Mark Schepps Location
- Philadelphia, PA, US
Mark Schepps Work
- 2021 -now Chief Compliance Officer @
- 2018 -now Chief Compliance Officer, Financial and Operations Principal @ Keystone Trading Partners
- 2016 -2018 Senior Director of Compliance @
- 2015 -now Vice President, General Counsel and Chief Compliance Officer @ D and D Securities, Inc.
- 2014 -2020 Vice President, General Counsel and Chief Compliance Officer @ PTR, Inc.
- 2014 -2016 General Counsel and Senior Director of Compliance @
- 2012 -2014 Director, Ethics and Compliance @
- 2008 -2010 Managing Director, Chief Enforcement Counsel @
- 2001 -2008 Vice President, Chief Enforcement Counsel @
- 1998 -2001 Associate Attorney @
- 1996 -1998 Associate Attorney @
Mark Schepps Education
- University of Pennsylvania Law School 1993-1996
Mark Schepps Skills
- Equities
- Compliance
- Capital Markets
- Derivatives
- Securities
- Management
- Portfolio Management
- Hedge Funds
- Financial Services
- Due Diligence
- Risk Management
- Investments
- Financial Risk
- Securities Regulation
- Corporate Governance
- Private Equity
- Fixed Income
- AML
- Options
- Mutual Funds
- Financial Markets
- Alternative Investments
- FINRA
- Mergers & Acquisitions
- Finance
- Corporate Finance
- Leadership
- Public Speaking
- Legal Writing
- Commercial Litigation
- Mergers and Acquisitions
- Litigation
- Securities Laws
- Stock Exchange
- Market
- Bar Admissions
- Sales
- Net
- Consideration
- Advancement
- Subpoenas
- Marriage
- Violations
- Legal
- Law Enforcement
- Briefs
- Trading Floors
- Perfect
- Science
- Short
- Resume
- Rules
- Attorneys
- Accounting
- Pennsylvania
- Philadelphia
- Settlement
- Litigation Management
- Foundation
- Cell
- Disciplinary
- Reports
- Acquisitions
- Deloitte
- Policy
- Criminal Law
- Omx
- Documentation
- Prosecution
- Investigation
- Analysis
- Surveillance
- Legal Issues
- Verizon
- Jersey
- Economics
- Trials
- Instrumental
- Interrogatories
- Interfacing
- Home
- Appellate
- Detail
- Blue Sky
- Contractual Agreements
- Nasdaq
- Land Use
- Responsibility
- Regulations
- Retaining
- Pro Bono
- Google Groups
- Executive Management
- Microsoft Exchange
- Reviews
- Juris
- Disclosure
- Law Firms
- Image Capture
- Disciplinary Action
- Dilworth
- Trading
- Pharmaceutical Industry
Mark Schepps Summary
- Mark Schepps, based in Philadelphia, PA, US, is currently a Chief Compliance Officer at TradeMas Inc.. Mark Schepps brings experience from previous roles at Keystone Trading Partners, Hybrid Trading & Resources, LLC, D and D Securities, Inc. and PTR, Inc.. Mark Schepps holds a 1993 - 1996 University of Pennsylvania Law School. With a robust skill set that includes Equities, Compliance, Capital Markets, Derivatives, Securities and more. Mark Schepps has 2 emails on RocketReach.
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Mark Schepps
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