Senior Manager, Compliance (Quebec and Atlantic Canada) @ (July 2018 - April 2024)
Advisor, Corporate Compliance @ (November 2016 - July 2018)
Senior Compliance Manager @ (August 2013 - November 2015)
Senior Compliance Officer @ (May 2007 - July 2013)
Compliance Officer @ (November 2002 - June 2007)
Mark Saracino Education
Concordia University
Bachelor of Commerce (B.Com.) (Finance, General)
1999-2000
Institute of Canadian Bankers
Canadian Securities Institute
Mark Saracino Skills
Equities
Wealth Management
Portfolio Management
Management
Capital Markets
Derivatives
Leadership
Financial Risk
Risk Management
Investments
Asset Management
Anti Money Laundering
Process Improvement
Fixed Income
Strategic Planning
Options
Financial Services
Securities
Mutual Funds
Mark Saracino Summary
Mark Saracino, based in Montreal, QC, CA, is currently a Investigator, Market Conduct at Montréal Exchange. Mark Saracino brings experience from previous roles at IG Wealth Management, National Bank of Canada and 3Macs. Mark Saracino holds a 1999 - 2000 Bachelor of Commerce (B.Com.) in Finance, General @ Concordia University. With a robust skill set that includes Equities, Wealth Management, Portfolio Management, Management, Capital Markets and more. Mark Saracino has 1 emails on RocketReach.
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