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Mark Regnier Location
Saint Paul, MN, US
Mark Regnier Work
2023 -now Open to opportunities @
2013 -now Compliance Officer @ CashPass, Payday America, Pawn America
2006 -2013 Director of Account Services and Suitability @ Questar Capital
2001 -2006 Legal and Compliance Manager @
2001 -2002 Ad Review Analyst @ ING
1995 -2001 Compliance Manager @
Mark Regnier Education
Concordia University-St. Paul
Bachelor of Arts (Organizational Communication, General)
2003-2005
Minnesota State University, Mankato
(Business)
1983-1986
Mark Regnier Skills
Auditing
Series 63
Fixed Annuities
Insurance
Retirement Planning
Compliance Audits
Change Leadership
Corporate Communications
401k
Investment Advisory
Financial Services
Compliance
Wealth Management
Mutual Funds
AML
Life Insurance
Uniform Combined State Law
FINRA
Operations Management
Quality Auditing
Business Process
Change Management
Training
Onboarding
Operational Risk Management
Series 24
Management
Series 65
Series 7
Securities
Mark Regnier Summary
Mark Regnier, based in Saint Paul, MN, US, is currently a Open to opportunities at Looking For Job. Mark Regnier brings experience from previous roles at CashPass, Payday America, Pawn America, Questar Capital, Ameriprise Financial Services, Inc. and ING. Mark Regnier holds a 2003 - 2005 Bachelor of Arts in Organizational Communication, General @ Concordia University-St. Paul. With a robust skill set that includes Auditing, Series 63, Fixed Annuities, Insurance, Retirement Planning and more. Mark Regnier has 2 emails and 1 mobile phone numbers on RocketReach.
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