Director of Account Services and Suitability @ Questar Capital (September 2006 - March 2013)
Legal and Compliance Manager @ (September 2001 - October 2006)
Ad Review Analyst @ ING (January 2001 - January 2002)
Compliance Manager @ (January 1995 - January 2001)
Mark Regnier Education
Concordia University-St. Paul
Bachelor of Arts (Organizational Communication, General)
2003-2005
Minnesota State University, Mankato
(Business)
1983-1986
Mark Regnier Skills
Auditing
Series 63
Fixed Annuities
Insurance
Retirement Planning
Compliance Audits
Change Leadership
Corporate Communications
401k
Investment Advisory
Financial Services
Compliance
Wealth Management
Mutual Funds
AML
Life Insurance
Uniform Combined State Law
FINRA
Operations Management
Quality Auditing
Business Process
Change Management
Training
Onboarding
Operational Risk Management
Series 24
Management
Series 65
Series 7
Securities
Mark Regnier Summary
Mark Regnier, based in Saint Paul, MN, US, is currently a Open to opportunities at Looking For Job. Mark Regnier brings experience from previous roles at CashPass, Payday America, Pawn America, Questar Capital, Ameriprise Financial Services, Inc. and ING. Mark Regnier holds a 2003 - 2005 Bachelor of Arts in Organizational Communication, General @ Concordia University-St. Paul. With a robust skill set that includes Auditing, Series 63, Fixed Annuities, Insurance, Retirement Planning and more. Mark Regnier has 2 emails and 1 mobile phone numbers on RocketReach.
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