Mark Rector Email & Phone Number
Vice President; Global Compliance - Market Surveillance and Monitoring @ Bank of America
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Mark Rector Location
- Charlotte, NC, US
Mark Rector Work
- Vice President; Global Compliance - Market Surveillance and Monitoring @ (November 2013 - Present)
- VP - Compliance Manager @ (September 2004 - November 2013)
- Compliance Officer @ BB&T Investment Services, Inc. (July 2002 - September 2004)
- Discount and Online Stock Broker @ First Union Securities Inc. (October 1999 - July 2002)
- Personal Financial Advisor @ American Express Financial Advisors Inc. (June 1998 - September 1999)
Mark Rector Education
- Virginia Polytechnic Institute and State University
B.A. (Sociology and Business)
1994-1998
Mark Rector Skills
- AML
- Alternative Investments
- Asset Management
- Banking
- Bonds
- Consumer Lending
- Credit
- Credit Risk
- Derivatives
- Equities
- FINRA
- Financial Regulation
- Financial Services
- Fixed Annuities
- Fixed Income
- Insurance
- Investment Advisory
- Investment Management
- Investments
- Life Insurance
- Loans
- Mortgage Lending
- Mutual Funds
- OFAC
- Options
- Portfolio Management
- Retail Banking
- Retirement Planning
- Risk Management
- Securities
- Series 24
- Series 63
- Series 65
- Series 7
- Stocks
- Trading
- Trust Services
- Variable Annuities
- Wealth Management Services
Mark Rector Summary
- Mark Rector, based in Charlotte, NC, US, is currently a Vice President; Global Compliance - Market Surveillance and Monitoring at Bank of America. Mark Rector brings experience from previous roles at Bank of America, BB&T Investment Services, Inc., First Union Securities Inc. and American Express Financial Advisors Inc.. Mark Rector holds a 1994 - 1998 B.A. in Sociology and Business @ Virginia Polytechnic Institute and State University. With a robust skill set that includes AML, Alternative Investments, Asset Management, Banking, Bonds and more. Mark Rector has 2 emails and 2 mobile phone numbers on RocketReach.
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