2015 -2019 Chief Compliance Officer @ INTL FC Stone Securities Inc.
2011 -2015 Chief Compliance Officer @ The Vertical Trading Group
2011 -2011 Sr.VP @
2011 -2011 Principal Consultant @ ACA Compliance Group
2010 -2010 Independent Consultant @ Independent Consultant for L&S, Madison Davis & ACA Compliance Group
2007 -2010 Director,Equities and Director of Market Surveillance @ RBCCMC
2007 -2010 Director, Senior Equity Compliance and Director of Market Surveillance @ RBC Capital Markets Corporation
2006 -2007 Director: Equity Capital Markets @ SG Americas Securities Inc.
2006 -2007 Deputy Director, Equity and Equity Derivatives Capital Markets Compliance @ SG Americas Securities, LLC
2004 -2006 Director of Equity Capital Markets @
2004 -2006 Chief Compliance Officer @ ABN AMRO Rothschild LLC
2002 -2004 Director @ Merrill Lynch and Co
Mark Paverman Education
Brooklyn College
Bachelor's degree (Economics)
Long Island University, Brooklyn Campus
Master of Business Administration (MBA) (Accounting and Finance)
Mark Paverman Skills
AML
Fixed Income
Investment Advisory
Financial Markets
Trading
Prime Brokerage
SEC
Securities
Hedge Funds
Equities
Series 7
Capital Markets
Derivatives
Asset Managment
Options
FINRA
Private Equity
Bloomberg
Investment Banking
Financial Risk
Risk Management
Structured Products
Mutual Funds
Asset Management
Electronic Trading
Financial Services
Alternative Investments
Operational Risk
Equity Research
Series 63
Financial Institutions
Commodity
Series 24
KYC
Due Diligence
Securities Regulation
Structured Finance
Wealth Management
Professional Communication
Securities Lending
Equity Trading
Financial Advisory
Investment Management
Middle Office
Asset Allocation
Bonds
Auditing
Banking
Equity Derivatives
Portfolio Management
Professional
Compliance
Equity
Mark Paverman Summary
Mark Paverman, based in New York, NY, US, is currently a Chief Compliance Officer of Kore Inside and Kore Comply at KoreInside. Mark Paverman brings experience from previous roles at KoreComply, Intelligent Cross ATS, MP Compliance & Regulatory Consulting and Oakpoint Solutions/Advisors. Mark Paverman holds a Bachelor's degree in Economics @ Brooklyn College. With a robust skill set that includes AML, Fixed Income, Investment Advisory, Financial Markets, Trading and more. Mark Paverman has 2 mobile phone numbers on RocketReach.
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