Mark Paverman Email & Phone Number
Chief Compliance Officer of Kore Inside and Kore Comply @ KoreInside
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Mark Paverman Location
- New York, NY, US
Mark Paverman Work
- 2026 - now Chief Compliance Officer of Kore Inside and Kore Comply @
- 2026 - now President @
- 2021 - now Compliance Advisor @ Intelligent Cross ATS
- 2019 - 2026 Principal @ MP Compliance & Regulatory Consulting
- 2019 - 2024 Chief Compliance Officer @ Oakpoint Solutions/Advisors
- 2020 - 2021 Chief Compliance Officer @
- 2020 - 2021 Chief Compliance Officer @
- 2019 - 2020 Chief Compliance Officer @
- 2015 - 2019 Chief Compliance Officer @ INTL FC Stone Securities Inc.
- 2011 - 2015 Chief Compliance Officer @ The Vertical Trading Group
- 2011 - 2011 Sr.VP @
- 2011 - 2011 Principal Consultant @ ACA Compliance Group
- 2010 - 2010 Independent Consultant @ Independent Consultant for L&S, Madison Davis & ACA Compliance Group
- 2007 - 2010 Director,Equities and Director of Market Surveillance @ RBCCMC
- 2007 - 2010 Director, Senior Equity Compliance and Director of Market Surveillance @ RBC Capital Markets Corporation
- 2006 - 2007 Director: Equity Capital Markets @ SG Americas Securities Inc.
- 2006 - 2007 Deputy Director, Equity and Equity Derivatives Capital Markets Compliance @ SG Americas Securities, LLC
- 2004 - 2006 Director of Equity Capital Markets @
- 2004 - 2006 Chief Compliance Officer @ ABN AMRO Rothschild LLC
- 2002 - 2004 Director @ Merrill Lynch and Co
- 2002 - 2004 Director of Market Surveillance @
- 1994 - 2002 VP: Equity Derivatives and CROP @ Deutsche Bank/ Bankers Trust
- 2000 - 2002 VP @ Deutsche Banc Securities
- 1994 - 2002 Vice President @ Bankers Trust Asset Management /Deutsche Banc Securities
- 1997 - 1999 VP @
- 1994 - 1997 VP @ Bankers Trust Co
- 1988 - 1994 Senior Compliance Associate @ Donaldson, Lufkin & Jenrette Securities Corp
Mark Paverman Education
- Brooklyn College
Bachelor's degree (Economics)
- Long Island University, Brooklyn Campus
Master of Business Administration (MBA) (Accounting and Finance)
Mark Paverman Skills
- AML
- Fixed Income
- Investment Advisory
- Financial Markets
- Trading
- Prime Brokerage
- SEC
- Securities
- Hedge Funds
- Equities
- Series 7
- Capital Markets
- Derivatives
- Asset Managment
- Options
- FINRA
- Private Equity
- Bloomberg
- Investment Banking
- Financial Risk
- Risk Management
- Structured Products
- Mutual Funds
- Asset Management
- Electronic Trading
- Financial Services
- Alternative Investments
- Operational Risk
- Equity Research
- Series 63
- Financial Institutions
- Commodity
- Series 24
- KYC
- Due Diligence
- Securities Regulation
- Structured Finance
- Wealth Management
- Professional Communication
- Securities Lending
- Equity Trading
- Financial Advisory
- Investment Management
- Middle Office
- Asset Allocation
- Bonds
- Auditing
- Banking
- Equity Derivatives
- Portfolio Management
- Professional
- Compliance
- Equity
Mark Paverman Summary
- Mark Paverman, based in New York, NY, US, is currently a Chief Compliance Officer of Kore Inside and Kore Comply at KoreInside. Mark Paverman brings experience from previous roles at KoreComply, Intelligent Cross ATS, MP Compliance & Regulatory Consulting and Oakpoint Solutions/Advisors. Mark Paverman holds a Bachelor's degree in Economics @ Brooklyn College. With a robust skill set that includes AML, Fixed Income, Investment Advisory, Financial Markets, Trading and more. Mark Paverman has 1 emails and 2 mobile phone numbers on RocketReach.
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