Mark Oswald Email & Phone Number
Chief Compliance Officer @ Balefire Wealth
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Mark Oswald Location
- United States
Mark Oswald Work
- 2023 -now Chief Compliance Officer @
- 2024 -2025 Chief Operating Officer @ VisionPoint Advisory Group
- 2024 -2025 Chief Operating Officer at VisionPoint Advisory Group @ VisionPoint Advisory Group
- 2023 -2025 Chief Compliance Officer @ VisionPoint Advisory Group
- 2005 -2025 Owner @ Compliance Consultants, LLC
- 2022 -2023 Senior Consultant @
- 2006 -2020 Co-Host - Saturday Mornings 10AM (CT) @
- 2003 -2020 Chief Compliance and Operations Officer @
- 1998 -2003 Chief Compliance Officer @
- 1997 -1998 Chief Compliance Officer @
- 1993 -1997 VP - Compliance @
Mark Oswald Education
- Richfield Elementary
Mark Oswald Skills
- Compliance Oversight
- Legal Compliance
- Internal Compliance
- U.S. Securities and Exchange Commission (SEC)
- Securities
- Asset Managment
- Wealth Management
- Retirement Planning
- Financial Advisory
- Series 24
- FINRA
- 401k
- Investment Strategies
- IRAs
- Investment Company Act
- Investment Advisory
- Asset Management
- Investments
- Risk Management
- Portfolio Management
- Wealth
- Finance
- Retirement
- Mutual Funds
- Financial Planning
- Series 7
- Financial Services
- Series 63
Mark Oswald Summary
- Mark Oswald, based in United States, is currently a Chief Compliance Officer at Balefire Wealth. Mark Oswald brings experience from previous roles at VisionPoint Advisory Group and Compliance Consultants, LLC. Mark Oswald holds a Richfield Elementary. With a robust skill set that includes Compliance Oversight, Legal Compliance, Internal Compliance, U.S. Securities and Exchange Commission (SEC), Securities and more. Mark Oswald has 2 emails and 2 mobile phone numbers on RocketReach.
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Top Balefire Wealth Employees
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Dan Berve
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Ginger Perry
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