Mark Oswald Location
United States
Mark Oswald Work
- 2023 - now Chief Compliance Officer @ Balefire Wealth
- 2024 - 2025 Chief Operating Officer @ VisionPoint Advisory Group
- 2024 - 2025 Chief Operating Officer at VisionPoint Advisory Group @ VisionPoint Advisory Group
- 2023 - 2025 Chief Compliance Officer @ VisionPoint Advisory Group
- 2005 - 2025 Owner @ Compliance Consultants, LLC
- 2022 - 2023 Senior Consultant @ B/D Compliance Associates. Inc.
- 2006 - 2020 Co-Host - Saturday Mornings 10AM (CT) @ Journal Broadcast Group (division of Journal Communications)
- 2003 - 2020 Chief Compliance and Operations Officer @ Annex Wealth Management
- 1998 - 2003 Chief Compliance Officer @ SII Investments
- 1997 - 1998 Chief Compliance Officer @ Principal Financial Group
Mark Oswald Education
- Richfield Elementary
Mark Oswald Skills
- Compliance Oversight
- Legal Compliance
- Internal Compliance
- U.S. Securities and Exchange Commission (SEC)
- Securities
- Asset Managment
- Wealth Management
- Retirement Planning
- Financial Advisory
- Series 24
Mark Oswald Summary
Mark Oswald, based in United States, is currently a Chief Compliance Officer at Balefire Wealth. Mark Oswald brings experience from previous roles at VisionPoint Advisory Group and Compliance Consultants, LLC. Mark Oswald holds a Richfield Elementary. With a robust skill set that includes Compliance Oversight, Legal Compliance, Internal Compliance, U.S. Securities and Exchange Commission (SEC), Securities and more. Mark Oswald has 2 emails on RocketReach.
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Top Balefire Wealth Employees
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25
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Brian Smith
Director of Financial Planning at Balefire Wealth
Bettendorf, IA, US45+ -
Travis Busch
Executive Director of Wealth Advisory at Balefire Wealth
Minneapolis, MN, US14 -
Jason Hester
Co-Managing Partner at Balefire Wealth
Jackson, MS, US1 -
Dick Bjorklund
Partner, Financial Advisor at Balefire Wealth
Saint Paul, MN, US13 -
Tom Hannon
Financial Advisor at Balefire Wealth
Saint Paul, MN, US1
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