Mark Oswald Email & Phone Number
Chief Compliance Officer @ Balefire Wealth
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Mark Oswald Location
- United States
Mark Oswald Work
- Chief Compliance Officer @ (November 2023 - Present)
- Chief Operating Officer @ VisionPoint Advisory Group (June 2024 - May 2025)
- Chief Operating Officer at VisionPoint Advisory Group @ VisionPoint Advisory Group (June 2024 - May 2025)
- Chief Compliance Officer @ VisionPoint Advisory Group (November 2023 - May 2025)
- Owner @ Compliance Consultants, LLC (April 2005 - May 2025)
- Senior Consultant @ (February 2022 - December 2023)
- Co-Host - Saturday Mornings 10AM (CT) @ (March 2006 - October 2020)
- Chief Compliance and Operations Officer @ (June 2003 - October 2020)
- Chief Compliance Officer @ (May 1998 - May 2003)
- Chief Compliance Officer @ (February 1997 - May 1998)
- VP - Compliance @ (December 1993 - February 1997)
Mark Oswald Education
- Richfield Elementary
Mark Oswald Skills
- Compliance Oversight
- Legal Compliance
- Internal Compliance
- U.S. Securities and Exchange Commission (SEC)
- Securities
- Asset Managment
- Wealth Management
- Retirement Planning
- Financial Advisory
- Series 24
- FINRA
- 401k
- Investment Strategies
- IRAs
- Investment Company Act
- Investment Advisory
- Asset Management
- Investments
- Risk Management
- Portfolio Management
- Wealth
- Finance
- Retirement
- Mutual Funds
- Financial Planning
- Series 7
- Financial Services
- Series 63
Mark Oswald Summary
- Mark Oswald, based in United States, is currently a Chief Compliance Officer at Balefire Wealth. Mark Oswald brings experience from previous roles at VisionPoint Advisory Group and Compliance Consultants, LLC. Mark Oswald holds a Richfield Elementary. With a robust skill set that includes Compliance Oversight, Legal Compliance, Internal Compliance, U.S. Securities and Exchange Commission (SEC), Securities and more. Mark Oswald has 2 emails and 2 mobile phone numbers on RocketReach.
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Top Balefire Wealth Employees
John Bullman
Chief Investment Officer
Dallas, TX, US
Chad Slotta
Chief Strategy Officer (CSO)
United States
Sue Marsh
Director Trust and Tax Balefire Wealth
Hinsdale, IL, US
Jim Mars
Chairman
Dallas, TX, US
Dick Bjorklund
Partner, Financial Advisor
Saint Paul, MN, US
David Serposs
Senior Corporate Solutions Advisor
Saint Paul, MN, US
Emory Smith
Executive Director
Phoenix, AZ, US
Brian Smith
Director of Financial Planning
Bettendorf, IA, US
Travis Busch
Executive Director of Wealth Advisory
Minneapolis, MN, US
Blair Enfield
Chief Growth Officer
Alpharetta, GA, US
Mike Bernier
Director of Mergers and Acquisitions
Dallas, TX, US
Steven Rutledge
Executive Director of Insurance Operations
Ridgeland, MS, US
Charlene Smith
Executive Director of Client Engagement
Ridgeland, MS, US
Mark Oswald
Chief Compliance Officer
United States
Steve Kinsley
Estate and Wealth Planner
Birmingham, AL, US
Dan Berve
Director of Financial Wellness
Denver, CO, US
Dustin Haraway
Wealth Advisor
Huntsville, AL, US
Stephanie Elton
Chief of Staff
Charlotte, NC, US
Tom Hannon
Financial Advisor
Saint Paul, MN, US
Jason Hester
Co-Managing Partner
Jackson, MS, US
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