Mark MacUmber Email & Phone Number

Vice President, Market Supervision Manager @ Merrill Lynch

5 free lookup(s).

Mark MacUmber Location

Austin, TX, US

Mark MacUmber Work

2023 - now Vice President, Market Supervision Manager @ Merrill Lynch
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2017 - 2023 Senior Regional Supervisory Principal, Home Office Supervision (Remote-Austin, Texas) @ LPL Financial
2013 - 2017 Vice President, Sales Supervision @ Kestra Financial (Formerly NFP Advisor Services)

2002 - 2013 Director of Supervisory Operations @ Cetera Advisors (Formerly Multi-Financial Securities)
2000 - 2002 Client Relationship Manager @ Salomon Smith Barney
1993 - 2000 Stock Option Plan Manager @ Merrill Lynch
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Mark MacUmber Education

University of Colorado at Denver
MBA (Finance, Marketing)
1991 - 1993

Mark MacUmber Skills

FINRA
Options
Securities

Series 7
Mutual Funds
Investment Advisory
Series 63
Series 66
Series 24
Investments

see less

Mark MacUmber Summary

Mark MacUmber, based in Austin, TX, US, is currently a Vice President, Market Supervision Manager at Merrill Lynch. Mark MacUmber brings experience from previous roles at LPL Financial, Kestra Financial (Formerly NFP Advisor Services), Cetera Advisors (Formerly Multi-Financial Securities) and Salomon Smith Barney. Mark MacUmber holds a 1991 - 1993 MBA in Finance, Marketing @ University of Colorado at Denver. With a robust skill set that includes FINRA, Options, Securities, Series 7, Mutual Funds and more. Mark MacUmber has 2 emails and 2 mobile phone numbers on RocketReach.

Mark MacUmber Emails

Found 2 emails

Mark MacUmber Phone Numbers

Found 2 phone numbers

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