Mark MacUmber Email & Phone Number
Vice President, Market Supervision Manager @ Merrill Lynch
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Mark MacUmber Location
- Austin, TX, US
Mark MacUmber Work
- 2023 -now Vice President, Market Supervision Manager @
- 2017 -2023 Senior Regional Supervisory Principal, Home Office Supervision (Remote-Austin, Texas) @
- 2013 -2017 Vice President, Sales Supervision @ Kestra Financial (Formerly NFP Advisor Services)
- 2002 -2013 Director of Supervisory Operations @ Cetera Advisors (Formerly Multi-Financial Securities)
- 2000 -2002 Client Relationship Manager @ Salomon Smith Barney
- 1993 -2000 Stock Option Plan Manager @
Mark MacUmber Education
- University of Colorado at Denver
MBA (Finance, Marketing)
1991-1993
Mark MacUmber Skills
- FINRA
- Options
- Securities
- Series 7
- Mutual Funds
- Investment Advisory
- Series 63
- Series 66
- Series 24
- Investments
- Equities
- Fixed Income
- Trading
- Compliance
- Risk Management
- Risk
- Alternative Investments
- Retirement Planning
- Bonds
- ETFs
- Client Service
- Derivatives
- Financial Markets
- Annuities
- Process Improvement
- Microsoft Office
- Strategic Planning
- Financial Risk
- Fixed Annuities
- Uniform Combined State Law
Mark MacUmber Summary
- Mark MacUmber, based in Austin, TX, US, is currently a Vice President, Market Supervision Manager at Merrill Lynch. Mark MacUmber brings experience from previous roles at LPL Financial, Kestra Financial (Formerly NFP Advisor Services), Cetera Advisors (Formerly Multi-Financial Securities) and Salomon Smith Barney. Mark MacUmber holds a 1991 - 1993 MBA in Finance, Marketing @ University of Colorado at Denver. With a robust skill set that includes FINRA, Options, Securities, Series 7, Mutual Funds and more. Mark MacUmber has 2 emails and 1 mobile phone numbers on RocketReach.
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