Mark Lasswell Email & Phone Number
Chief Compliance Officer @ RiverSource
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Mark Lasswell Location
- Minneapolis, MN, US
Mark Lasswell Work
- Chief Compliance Officer @ (August 2020 - Present)
- VP and Compliance @ (August 2018 - Present)
- Senior Vice President and Chief Compliance Officer @ (January 2014 - August 2018)
- Vice President (VP) and Strategic Business Initiatives Manager and Relationship Mgr @ Wells Fargo
- Vice President (VP) and Strategic Business Initiatives Manager and Relationship Mgr @ Wells Fargo (January 2009 - January 2014)
- Senior Vice President (SVP) and COO, CCO @ (January 2000 - January 2009)
- Senior Vice President and CAO @ Wells Fargo Brokerage Services, LLC (January 2000 - January 2000)
- Director and Licensing and Registration @ The Prudential Insurance Company of America (January 1998 - January 2000)
- Senior Vice President and CCO @ Norwest Investment Services, Inc. (January 1993 - January 1998)
- Vice President and FINOP and Finance and Regulatory Reporting Manager @ Norwest Investment Services, Inc. (January 1990 - January 1993)
- Trust Officer and Fund Accounting Manager @ Norwest Bank (January 1988 - January 1990)
- Auditor and Audit Senior @ KPMG Peat Marwick (January 1985 - January 1988)
Mark Lasswell Education
- Saint John's University
Bachelor of Science (B.S.) (Accounting, minor in Business Administration)
- University of St. Thomas
Mini Master of Information Technology
- University of St. Thomas
Master of Business Administration (MBA) (Marketing)
Mark Lasswell Skills
- Brokerage Compliance
- Compliance
- Board of Director experience
- Change Management
- Collaborative Leadership
- Communication Skills
- Executive Coaching
- Financial Analysis
- FINRA
- Investments
- Investment Brokerage
- Offshore Outsourcing
- P&L Responsibility
- Presenter
- Risk Management
- Strategic Planning
- Technical Writing
- Series 7
- Series 24
- Series 4
- Series 53
- Series 65
- Series 27
- Series 63
- CPA (inactive)
- State of Minnesota Life/Health and Variable Annuity Insurance Licenses
- Brokerage
- Budgets
- Board of Directors
- Process Improvement
- Fixed Income
- Leadership
- Management
- P&L Management
- Capital Markets
- Banking
- Wealth Management
- Retirement
- Mutual Funds
- Relationship Management
- Bonds
- Operations Management
- Training
Mark Lasswell Summary
- Mark Lasswell, based in Minneapolis, MN, US, is currently a Chief Compliance Officer at RiverSource. Mark Lasswell brings experience from previous roles at Ameriprise Financial Services, Inc., Securities America Inc. and Wells Fargo. Mark Lasswell holds a Bachelor of Science (B.S.) in Accounting, minor in Business Administration @ Saint John's University. With a robust skill set that includes Brokerage Compliance, Compliance, Board of Director experience, Change Management, Collaborative Leadership and more. Mark Lasswell has 1 emails and 2 mobile phone numbers on RocketReach.
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