Mark Lasswell's Location
Minneapolis, MN, US
Mark Lasswell's Work
- Chief Compliance Officer @ RiverSource
- VP and Compliance @ Financial Services Company
- Senior Vice President and Chief Compliance Officer @ Securities America Inc.
- Vice President (VP) and Strategic Business Initiatives Manager and Relationship Mgr @ Wells Fargo
- Senior Vice President (SVP) and COO, CCO @ Wells Fargo
- Senior Vice President and CAO @ Wells Fargo Brokerage Services, LLC
- Director and Licensing and Registration @ The Prudential Insurance Company of America
- Senior Vice President and CCO @ Norwest Investment Services, Inc.
- Vice President and FINOP and Finance and Regulatory Reporting Manager @ Norwest Investment Services, Inc.
- Trust Officer and Fund Accounting Manager @ Norwest Bank
Mark Lasswell's Education
- St. John's University
- University of St. Thomas
Mark Lasswell's Skills
- Brokerage Compliance
- Compliance
- Board of Director experience
- Change Management
- Collaborative Leadership
- Communication Skills
- Executive Coaching
- Financial Analysis
- FINRA
- Investments
Mark Lasswell's Summary
Mark Lasswell, based in Minneapolis, MN, US, is currently a Chief Compliance Officer at RiverSource, bringing experience from previous roles at Ameriprise Financial Services, Inc., Securities America Inc., Wells Fargo and Wells Fargo Securities, LLC. Mark Lasswell holds a St. John's University. With a robust skill set that includes Brokerage Compliance, Compliance, Board of Director experience, Change Management, Collaborative Leadership and more, Mark Lasswell contributes valuable insights to the industry. Mark Lasswell has 2 emails and 1 mobile phone number on RocketReach.
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