Mark Justin Email & Phone Number
Vice President and Wealth Management Self-directed Brokerage Services and Supervision Manager @ BNY
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Mark Justin Location
- New York, NY, US
Mark Justin Work
- Vice President and Wealth Management Self-directed Brokerage Services and Supervision Manager @ (January 2011 - Present)
- Director and Senior Compliance Manager, Global Wealth and Investment Management @ (January 2008 - January 2011)
- Divisional Compliance Advisor for Merrill Lynch Northeast Division @ (January 2006 - January 2008)
- Vice President and Regional Administrative Manager @ (January 2005 - January 2006)
- Vice President and Administrative Manager, Fifth Avenue, NY @ (January 2003 - January 2005)
Mark Justin Education
- Fairfield University
Bachelor of Arts - BA (Economics)
Mark Justin Skills
- Regulatory Compliance
- Leadership
- Operational Risk Management
- Cross-functional Team Leadership
- Broker-Dealer Compliance
- Risk Governance
- C-Level Presentations
- Policies & Procedures Development
- Strategic Communications
- Compliance Training
- Internal Controls
- Compliance Reporting
- Strategic Planning
- Business Process Development
- Team Building
- Management
- Financial Services
- Process Improvement
- Organizational Effectiveness
- Cross-functional Collaborations
- Project Management
- Wealth Management Services
- Risk Assessment
- Reporting
- Risk Reduction
- Communication
- Compliance Advisory
- Business Relationship Management
- Client Services
- Technical Writing
- Procedure Development
- Documentation
- Investment Management
- Data Analysis
- Processes Development
- Training
- Supervisory Skills
- FINRA
- Brokerage
- U.S. Securities and Exchange Commission (SEC)
- Broker-Dealer
- Internal Audits
- Business Management
- Business Process
- Operational Risk
- Team Leadership
- Team Motivation
- Wealth Management
- Risk Management
- Banking
Mark Justin Summary
- Mark Justin, based in New York, NY, US, is currently a Vice President and Wealth Management Self-directed Brokerage Services and Supervision Manager at BNY Mellon. Mark Justin brings experience from previous roles at Bank of America Merrill Lynch. Mark Justin holds a Bachelor of Arts - BA in Economics @ Fairfield University. With a robust skill set that includes Regulatory Compliance, Leadership, Operational Risk Management, Cross-functional Team Leadership, Broker-Dealer Compliance and more. Mark Justin has 2 emails on RocketReach.
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