Member, Board of Directors @ National Society of Compliance Professionals (October 2015 - October 2018)
Partner @ (November 2012 - May 2015)
Partner @ (November 2010 - November 2012)
Executive Director, Deputy General Counsel @ (November 2000 - July 2010)
Partner @ (April 1987 - November 2000)
Associate @ (March 1986 - April 1987)
Law Clerk to the Hon. Luther M. Swygert @ United States Court of Appeals for the Seventh Circuit (August 1982 - August 1983)
Mark Carberry Education
University of Notre Dame
BA
Hotchkiss
Valparaiso University School of Law
JD
Mark Carberry Skills
Securities Regulation
SEC
FINRA
Investment Advisor Compliance
Broker-Dealer Compliance
Regulatory Compliance
Compliance Management
Financial Regulation
Corporate Governance
Securities
Internal Investigations
Securities Litigation
Commodities Litigation
Civil Litigation
Arbitration
Appeals
Commercial Litigation
Courts
Corporate Law
Mediation
Legal Compliance
Employment Law
Class Actions
Trade Secrets
Litigation
Investment Advisor
Broker Dealer Compliance
Mark Carberry Summary
Mark Carberry, based in Chicago, IL, US, is currently a Executive Director at J.P. Morgan. Mark Carberry brings experience from previous roles at Journal of Financial Compliance, National Society of Compliance Professionals, Neal, Gerber & Eisenberg LLP and Schuyler, Roche & Crisham, PC. Mark Carberry holds a BA @ University of Notre Dame. With a robust skill set that includes Securities Regulation, SEC, FINRA, Investment Advisor Compliance, Broker-Dealer Compliance and more. Mark Carberry has 3 emails and 2 mobile phone numbers on RocketReach.
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