2003 -2022 Director Of Branch Operations @ Equitable Advisors (formerly AXA Advisors, LLC)
2000 -2003 Senior Branch Compliance Manager @
1999 -2000 Associate Manager @ Prudential
1997 -1999 Compliance Specialist @ Prudential
Mark Bogdon Education
Brooklyn Law School
Doctor of Law - JD
Rutgers University–New Brunswick
Bachelor of Arts - BA
Mark Bogdon Skills
Series 7
Series 24
Series 63
FINRA
Uniform Combined State Law
Member, NY State Bar
Series 53
Series 66
Operations Management
Risk Management
Financial Analysis
Team Building
Human Resources
Communication
Project Management
Performance Management
Strategic Planning
Financial Services
Management
Insurance
Finance
Member
Ny State Bar
Mark Bogdon Summary
Mark Bogdon, based in New York, NY, US, is currently a Compliance and Operational Risk Officer at Bank of America Merrill Lynch. Mark Bogdon brings experience from previous roles at Bank of America Merrill Lynch, Equitable Advisors (formerly AXA Advisors, LLC), AXA Equitable and Prudential. Mark Bogdon holds a Doctor of Law - JD @ Brooklyn Law School. With a robust skill set that includes Series 7, Series 24, Series 63, FINRA, Uniform Combined State Law and more. Mark Bogdon has 2 emails and 3 mobile phone numbers on RocketReach.
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