Mark Bhattacharya Email
Chief Financial Officer and Chief Compliance Officer @ Catalyst Capital Group Inc.
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Mark Bhattacharya Location
- Toronto, ON, CA
Mark Bhattacharya Work
- Chief Financial Officer and Chief Compliance Officer @ (August 2025 - Present)
- Chief Financial Officer and Chief Compliance Officer @ (June 2021 - July 2025)
- Chief Financial Officer and Chief Compliance Officer @ (September 2019 - June 2021)
- Chief Compliance Officer and Head of Operations Asset Management @ (January 2015 - August 2019)
- Chief Compliance Officer @ (April 2012 - January 2015)
- Director, Head of Compliance, UBS Fund Services Canada @ (October 2006 - April 2012)
- Investigator @ The Canadian Investment Regulatory Organization (January 2005 - September 2006)
- Audit and Compliance Examinations @ (July 2002 - January 2005)
- Chief Analyst, Compliance Division @ (June 2001 - June 2002)
- Chartered Accountant in Audit @ (January 1996 - January 2001)
Mark Bhattacharya Education
- Wilfrid Laurier University
Post-Graduate Studies in Accounting for Chartered Accountant Program
1995-1996 - University of Guelph
H.B.Comm (Management Economics in Industry & Finance)
1991-1995
Mark Bhattacharya Skills
- Accounting
- Asset Management
- Asset Managment
- Audit Management
- Banking
- Board Governance
- Board Reporting
- Budgeting & Forecasting
- Business Transformation
- CPA, CA
- Canadian Securities Course
- Capital Calls & Distributions
- Capital Markets
- Chief Compliance Officer (CCO)
- Chief Financial Officer (CFO)
- Compliance Audits
- Compliance Policy Development
- Corporate Finance
- Corporate Venture Capital
- Cross-functional Team Leadership
- Executive Leadership
- Exempt Market Dealer
- Exempt Market Dealer (EMD)
- Finance
- Financial Due Diligence
- Financial Markets
- Financial Reporting
- Financial Services Regulation
- Financial Statement Preparation
- Fund Accounting
- Fund Manager Oversight
- Fund Of Funds
- Fund Operations
- GAAP & IFRS
- Governance & Fiduciary Oversight
- Hedge Funds
- Institutional Client Management
- Internal Audit
- Internal Controls
- International Regulatory Experience
- Investment Due Diligence
- Investment Fund Operations
- Investment Fund Structuring
- Investment Funds
- Investor Relations
- KYC/AML
- KYC/AML Programs
- M&A Negotiations
- Mentoring & Team Building
- Mutual Funds
- NI 31-103 / NI 81-102 Compliance
- Negotiating Investment Management Agreements (IMA)
- OSC, SEC, AMF Regulatory Oversight
- Offshore Structures
- Operational Excellence
- Operational Risk
- Pension Investment
- Pension Plans & Fiduciary
- Private Equity
- Private Equity Compliance
- Registered Investment Adviser (RIA)
- Regulatory Compliance
- Risk Framework Design
- Risk Management
- Sarbanes-Oxley Act
- Securities
- Staff Training & Development
- Stakeholder Engagement
- Strategic Planning
- Tax Planning & Compliance
- Team Building
- Trade Compliance
- Trading
- Venture Capital
- Venture Capital
Mark Bhattacharya Summary
- Mark Bhattacharya, based in Toronto, ON, CA, is currently a Chief Financial Officer and Chief Compliance Officer at Catalyst Capital Group Inc.. Mark Bhattacharya brings experience from previous roles at One Queen Capital Inc., iGan Partners, LifeWorks (formerly Morneau Shepell) and Burgundy Asset Management. Mark Bhattacharya holds a 1995 - 1996 Post-Graduate Studies in Accounting for Chartered Accountant Program @ Wilfrid Laurier University. With a robust skill set that includes Accounting, Asset Management, Asset Managment, Audit Management, Banking and more. Mark Bhattacharya has 1 emails on RocketReach.
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