Maria Minguez's Location
New York, NY, US
Maria Minguez's Work
- Chief Compliance Officer @ DealMaker
- Managing Director | Chief Compliance Officer @ Zanbato
- Chief Compliance Officer @ LedgerX
- Director and Compliance and Bsa Officer @ Dexia
- Director and Chief Compliance Officer @ Dexia Securities Usa
- Senior Vice President and Chief Compliance Officer @ Siebert Brandford Shank
- Senior Vice President and Assistant Director of Compliance @ Morgan Joseph TriArtisan LLC
- Vice President and Director of Compliance @ Independent Research Group
- Team Leader @ Morgan Stanley
- Assistant Vice President and Litigation and Regulatory Analyst @ Morgan Stanley
Maria Minguez's Education
- Pace University
Master Of Business Administration (Financial Management)
1984 - 1988 - Fordham University
Bachelor Of Arts (Economics, Political Science)
1977 - 1980
Maria Minguez's Skills
- AML
- Capital Markets
- Securities
- Due Diligence
- Equities
- Fixed Income
- Bank Secrecy Act
- OFAC
- USA PATRIOT Act
- Series 7
Maria Minguez's Summary
Maria Minguez, based in New York, NY, US, is currently a Chief Compliance Officer at DealMaker, bringing experience from previous roles at Zanbato, Ledgerx, Dexia and Dexia Securities Usa. Maria Minguez holds a 1984 - 1988 Master Of Business Administration in Financial Management @ Pace University. With a robust skill set that includes AML, Capital Markets, Securities, Due Diligence, Equities and more, Maria Minguez contributes valuable insights to the industry. Maria Minguez has 4 emails and 1 mobile phone number on RocketReach.
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