Maria Mauro Email & Phone Number
Chief Compliance Officer @ Castlelake
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Maria Mauro Location
- New York, NY, US
Maria Mauro Work
- Chief Compliance Officer @ (October 2021 - Present)
- Head of Compliance, US Wholesale Banking and Wealth; CCO TD Securities (USA) LLC @ (January 2019 - Present)
- Managing Director, Compliance @ (January 2017 - November 2018)
- Global Head of Surveillance and Americas Head of Global Compliance Services @ (July 2014 - January 2017)
- Americas Head of Monitoring and Testing; Global Head of EComm Surveillance @ (February 2014 - July 2014)
- Americas Head of Compliance Risk Reviews @ (May 2012 - February 2014)
- Chief Compliance Officer @ (April 2009 - October 2012)
- Director, Co-Head Liquid Markets Compliance- Americas @ (September 2010 - May 2012)
- Vice President and Litigation and Regulatory @ (September 2008 - April 2009)
- Vice President and Counsel for Lehman Brothers @ Lehman Brothers (February 2005 - September 2008)
- Special Counsel @ (August 2003 - February 2005)
- various titles @ (June 1997 - August 2003)
- White House Intern for Hillary Rodham Clinton @ The White House (Clinton Administration) (September 1995 - May 1997)
Maria Mauro Education
- The George Washington University
Bachelor's degree
- New York Law School
J.D.
Maria Mauro Skills
- AML
- Capital Markets
- Equities
- FINRA
- Finance
- Financial Regulation
- Financial Risk
- Fixed Income
- Hedge Funds
- IPO
- Investment Advisory
- Investment Banking
- Legal Writing
- Risk Management
- Securities
- Securities Regulation
- Trading
- Microsoft Office
- Stock Exchange
- Marketing
- Surveillance
- Compliance
- Financial Services
- Litigation
- Services
Maria Mauro Summary
- Maria Mauro, based in New York, NY, US, is currently a Chief Compliance Officer at Castlelake. Maria Mauro brings experience from previous roles at TD, Société Générale and Barclays. Maria Mauro holds a Bachelor's degree @ The George Washington University. With a robust skill set that includes AML, Capital Markets, Equities, FINRA, Finance and more. Maria Mauro has 2 emails and 2 mobile phone numbers on RocketReach.
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