Marc Harold Email & Phone Number
Chief Compliance Officer and Chief Regulatory Counsel @ Citadel Securities
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Marc Harold Location
- New Canaan, CT, US
Marc Harold Work
- 2023 -now Chief Compliance Officer and Chief Regulatory Counsel @
- 2017 -2023 Deputy Chief Compliance Officer @
- 2015 -2017 Head of Americas Equities Regulatory Risk Management @
- 2005 -2015 Executive Director, Equities Compliance Officer, UBS Investment Bank @
- 2002 -2005 Compliance Officer @
- 1999 -2002 Investor Services Manager @ DLJ Direct
Marc Harold Education
- New York Law School
Doctor of Law (J.D.)
2009-2014 - West Virginia University
Bachelors (Finance)
1993-1998
Marc Harold Skills
- Equities
- Series 7
- Securities
- FINRA
- Capital Markets
- Series 24
- Series 63
- Trading Systems
- Equity Trading
- Financial Markets
- Options
- Electronic Trading
- Mutual Funds
- Investments
- Prime Brokerage
- Securities Regulation
- Structured Products
- Due Diligence
- Series 4
- Series 55
- Series 3
- Marc
- Regulatory Risk
Marc Harold Summary
- Marc Harold, based in New Canaan, CT, US, is currently a Chief Compliance Officer and Chief Regulatory Counsel at Citadel Securities. Marc Harold brings experience from previous roles at Citadel Securities, UBS and Advest, Inc.. Marc Harold holds a 2009 - 2014 Doctor of Law (J.D.) @ New York Law School. With a robust skill set that includes Equities, Series 7, Securities, FINRA, Capital Markets and more. Marc Harold has 3 emails and 2 mobile phone numbers on RocketReach.
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