Marc Harold's Location
New Canaan, Connecticut, United States
Marc Harold's Work
- Deputy Chief Compliance Officer @ Citadel Securities
- Head of Americas Equities Regulatory Risk Management @ New York Fitness
- Executive Director, Equities Compliance Officer, UBS Investment Bank @ New York Fitness
- Compliance Officer @ Advest, Inc.
- Investor Services Manager @ DLJ Direct
Marc Harold's Education
- New York Law School
Doctor of Law (J.D.)
2009 - 2014 - West Virginia University
Bachelors (Finance)
1993 - 1998
Marc Harold's Skills
- Equities
- Series 7
- Securities
- FINRA
- Capital Markets
- Series 24
- Series 63
- Trading Systems
- Equity Trading
- Financial Markets
Marc Harold's Summary
Marc Harold, based in New Canaan, Connecticut, United States, is currently a Deputy Chief Compliance Officer at Citadel Securities, bringing experience from previous roles at UBS, Advest, Inc. and DLJ Direct. Marc Harold holds a 2009 - 2014 Doctor of Law (J.D.) @ New York Law School. With a robust skill set that includes Equities, Series 7, Securities, FINRA, Capital Markets and more, Marc Harold contributes valuable insights to the industry. Marc Harold has 4 emails and 1 mobile phone number on RocketReach.
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