Manager Aml Compliance Risk @ NFP Advisor Services (April 2014 - July 2015)
Supervisor of Policy Development @ NFP Advisor Services (September 2010 - May 2013)
Compliance Testing and Verfication-Supervisor @ (February 2006 - August 2010)
Branch Liaison- Senior Associate @ (August 2003 - January 2006)
Margin Analyst @ (November 2000 - July 2003)
Financial Advisor @ (March 2000 - October 2000)
Investment Broker @ Avantus Group (January 1999 - January 2000)
Marc Dube Education
University of Texas
Bachelor Of Arts (Business Economics)
1995-1999
The University of Texas
Bachelor Of Arts (Business Economics)
1995-1999
Marc Dube Skills
Securities
Series 7
Risk Management
Financial Services
FINRA
Finance
Investments
Options
Compliance
Internal Audit
Management
Internal Controls
Series 63
Policy
Auditing
Training
Financial Risk
Hedge Funds
Marc Dube Summary
Marc Dube, based in Brentwood, TN, US, is currently a Director of Compliance at Whitebox Advisors LLC. Marc Dube brings experience from previous roles at Whitebox Advisors LLC and NFP Advisor Services. Marc Dube holds a 1995 - 1999 Bachelor Of Arts in Business Economics @ University of Texas. With a robust skill set that includes Securities, Series 7, Risk Management, Financial Services, FINRA and more. Marc Dube has 2 emails and 5 mobile phone numbers on RocketReach.
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