Marc Dube Email & Phone Number
Director of Compliance @ Whitebox Advisors
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Marc Dube Location
- Brentwood, TN, US
Marc Dube Work
- 2022 -now Director of Compliance @
- 2016 -2022 Compliance Manager @
- 2015 -2016 Regulatory Compliance Manager @ NFP Advisor Services
- 2014 -2015 Manager Aml Compliance Risk @ NFP Advisor Services
- 2010 -2013 Supervisor of Policy Development @ NFP Advisor Services
- 2006 -2010 Compliance Testing and Verfication-Supervisor @
- 2003 -2006 Branch Liaison- Senior Associate @
- 2000 -2003 Margin Analyst @
- 2000 -2000 Financial Advisor @
- 1999 -2000 Investment Broker @ Avantus Group
Marc Dube Education
- University of Texas
Bachelor Of Arts (Business Economics)
1995-1999 - The University of Texas
Bachelor Of Arts (Business Economics)
1995-1999
Marc Dube Skills
- Securities
- Series 7
- Risk Management
- Financial Services
- FINRA
- Finance
- Investments
- Options
- Compliance
- Internal Audit
- Management
- Internal Controls
- Series 63
- Policy
- Auditing
- Training
- Financial Risk
Marc Dube Summary
- Marc Dube, based in Brentwood, TN, US, is currently a Director of Compliance at Whitebox Advisors LLC. Marc Dube brings experience from previous roles at Whitebox Advisors LLC and NFP Advisor Services. Marc Dube holds a 1995 - 1999 Bachelor Of Arts in Business Economics @ University of Texas. With a robust skill set that includes Securities, Series 7, Risk Management, Financial Services, FINRA and more. Marc Dube has 2 emails and 5 mobile phone numbers on RocketReach.
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