M. Games Email & Phone Number

Marketing Review Analyst @ SEI

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M. Games Location

Cincinnati, OH, US

M. Games Work

2020 - now Marketing Review Analyst @ SEI
View Department
2014 - 2020 Compliance Officer @ Ross Sinclaire & Associates, LLC.
2008 - 2014 Compliance Officer @ Fifth Third Securities

2007 - 2007 Financial Consultant @ Oak Hill Financial Services
2005 - 2007 Financial Advisor @ UBS Group AG
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1998 - 2005 Senior Account Services Representative @ Fidelity Investments
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1996 - 1998 Mutual Fund Call Center Representative @ Fidelity Investments

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M. Games Education

Northern Kentucky University
Masters (Business Administration)
2012 - 2014
Northern Kentucky University
Bachelor of Science (B.S.) (Finance)
1992 - 1996
Western Kentucky University
(General Studies)
1990 - 1992

M. Games Skills

Self-confidence
Broker-Dealer Compliance
Compliance Testing

Compliance Monitoring
Creative Problem Solving
Compliance Advisory
Building Effective Relationships
Series 24
Regulatory Compliance
Financial Services

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M. Games Summary

M. Games, based in Cincinnati, OH, US, is currently a Marketing Review Analyst at SEI. M. Games brings experience from previous roles at Ross Sinclaire & Associates, LLC., Fifth Third Securities, Oak Hill Financial Services and UBS. M. Games holds a 2012 - 2014 Masters in Business Administration @ Northern Kentucky University. With a robust skill set that includes Self-confidence, Broker-Dealer Compliance, Compliance Testing, Compliance Monitoring, Creative Problem Solving and more. M. Games has 3 emails on RocketReach.

M. Games Emails

Found 3 emails

M. Games Phone Numbers

Found 1 phone numbers

+1 859-991-XXXX

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