Lynette Ashby Email & Phone Number
General Counsel and Chief Compliance Officer @ DFW Capital Partners
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Lynette Ashby Location
- New York, NY, US
Lynette Ashby Work
- General Counsel and Chief Compliance Officer @ (August 2025 - Present)
- General Counsel and Chief Compliance Officer @ BKCM LLC (January 2022 - April 2025)
- Chief Legal Officer @ (October 2020 - January 2022)
- Partner @ (November 2016 - October 2020)
- General Counsel and Chief Compliance Officer @ Protege Partners (April 2014 - June 2016)
- Senior Vice President and Deputy Chief Compliance Officer @ Protege Partners (February 2008 - March 2014)
- Counsel, Asset Management @ (August 2006 - February 2008)
- Assistant Vice President and Counsel, Asset Management @ (July 2005 - August 2006)
- Associate, Pooled Investment Entities (Asset Management) @ (September 2003 - June 2005)
Lynette Ashby Education
- Harvard Law School
J.D.
2003 - Princeton University
B.A. (Politics)
2000
Lynette Ashby Skills
- Anti Money Laundering
- Business Strategy
- Client Communications
- Code of Ethics
- Compliance
- Contract Negotiation
- Development of Information Security Policies
- Disaster Recovery
- Disclosure Statements
- Drafting Agreements
- ERISA
- Employee Training
- Employment Contracts
- Expense Allocation
- Financial Tracking
- Foreign Corrupt Practices Act
- Fund Administration
- Fund Of Funds
- Hedge Funds
- ISDA negotiations
- Investment Advisers Act
- Investment Company Act
- Legal Compliance
- Legal Documents
- Legal Writing
- Managing Deadlines
- Negotiating Leases
- Non-compete/Nonsolicitation Agreements
- Operational Due Diligence
- Partnership Agreements
- Policy
- Privacy Policies
- Private Equity
- Process Improvement
- Regulatory Documentation
- Regulatory Filings
- Regulatory Requirements
- Regulatory Submissions
- Securities Exchange Act of 1934
- Seeding Agreements
- Seeding Arrangements
- Singapore Branch Office Regulations
- Start-up Consulting
- Team Leadership
- Technology Contracts
- Termination Agreements
- Trade Error Mitigation
- Transparency
- Singapore Branch Office
- General Counsel
- Foreign Corrupt
- Meals
- Start Up Consulting
- Microsoft Excel
- Non Compete/Nonsolicitat
- Corporate Law
- Non Compete/Nonsolicitation Agreements
- Securities Exchange Act
- Research
- Operational Due
- Project Management
- Microsoft Word
- Microsoft Office
Lynette Ashby Summary
- Lynette Ashby, based in New York, NY, US, is currently a General Counsel and Chief Compliance Officer at DFW Capital Partners. Lynette Ashby brings experience from previous roles at BKCM LLC, Atomyze LLC, FisherBroyles, LLP and Protege Partners. Lynette Ashby holds a J.D. @ Harvard Law School. With a robust skill set that includes Anti Money Laundering, Business Strategy, Client Communications, Code of Ethics, Compliance and more. Lynette Ashby has 3 emails and 2 mobile phone numbers on RocketReach.
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Top DFW Capital Partners Employees
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Lynette Ashby
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Andrew White
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Keith Pennell
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Adam Gardiner
Vice President of Finance
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Josh Hyatt
Vice President
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Brett Prager
General Partner
New Jersey, United States
Jake Schuckman
Vice President
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David Perron
Senior Associate
New York, NY, US
Caryn Siminoff
Director of Finance
Morris Plains, NJ, US
Patrick Lin
Senior Associate
New York, NY, US
Peter Conzola
Vice President - Business Development
New York, NY, US
Hunter Ostad
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Rhoda Minderhoud
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Doug Gilbert
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Director of Investor Relations
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