Lynette Ashby Email & Phone Number
General Counsel and Chief Compliance Officer @ DFW Capital Partners
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Lynette Ashby Location
- New York, NY, US
Lynette Ashby Work
- 2025 -now General Counsel and Chief Compliance Officer @
- 2022 -2025 General Counsel and Chief Compliance Officer @ BKCM LLC
- 2020 -2022 Chief Legal Officer @
- 2016 -2020 Partner @
- 2014 -2016 General Counsel and Chief Compliance Officer @ Protege Partners
- 2008 -2014 Senior Vice President and Deputy Chief Compliance Officer @ Protege Partners
- 2006 -2008 Counsel, Asset Management @
- 2005 -2006 Assistant Vice President and Counsel, Asset Management @
- 2003 -2005 Associate, Pooled Investment Entities (Asset Management) @
Lynette Ashby Education
- Harvard Law School
J.D.
2003 - Princeton University 2000
Lynette Ashby Skills
- Hedge Funds
- Fund Of Funds
- Legal Writing
- Fund Administration
- Compliance
- Legal Compliance
- Policy
- Operational Due Diligence
- ERISA
- Investment Advisers Act
- Investment Company Act
- Employee Training
- Anti Money Laundering
- Business Strategy
- Code of Ethics
- Disaster Recovery
- Regulatory Filings
- Start-up Consulting
- Regulatory Requirements
- Employment Contracts
- Seeding Arrangements
- Disclosure Statements
- Legal Documents
- Team Leadership
- Regulatory Documentation
- Contract Negotiation
- Seeding Agreements
- Technology Contracts
- Process Improvement
- Managing Deadlines
- Expense Allocation
- Regulatory Submissions
- Drafting Agreements
- Securities Exchange Act of 1934
- Partnership Agreements
- ISDA negotiations
- Transparency
- Development of Information Security Policies
- Termination Agreements
- Foreign Corrupt Practices Act
- Private Equity
- Privacy Policies
- Non-compete/Nonsolicitation Agreements
- Client Communications
- Trade Error Mitigation
- Negotiating Leases
- Financial Tracking
- Singapore Branch Office Regulations
- Singapore Branch Office
- General Counsel
- Foreign Corrupt
- Meals
- Start Up Consulting
- Microsoft Excel
- Non Compete/Nonsolicitat
- Corporate Law
- Non Compete/Nonsolicitation Agreements
- Securities Exchange Act
- Research
- Operational Due
- Project Management
- Microsoft Word
- Microsoft Office
Lynette Ashby Summary
- Lynette Ashby, based in New York, NY, US, is currently a General Counsel and Chief Compliance Officer at DFW Capital Partners. Lynette Ashby brings experience from previous roles at BKCM LLC, Atomyze LLC, FisherBroyles, LLP and Protege Partners. Lynette Ashby holds a J.D. @ Harvard Law School. With a robust skill set that includes Hedge Funds, Fund Of Funds, Legal Writing, Fund Administration, Compliance and more. Lynette Ashby has 2 emails and 2 mobile phone numbers on RocketReach.
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