Luna Lu Email
Senior Manager, Compliance @ Mackenzie Investments
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Luna Lu Location
- Toronto, ON, CA
Luna Lu Work
- Senior Manager, Compliance @ (July 2025 - Present)
- Senior Compliance Analyst @ (November 2020 - February 2024)
- Senior Compliance Officer @ (May 2015 - November 2020)
- Compliance Officer @ (March 2012 - May 2015)
- Compliance Analyst @ (April 2007 - March 2012)
Luna Lu Education
- Seneca Polytechnic
Graduate Certificate (Compliance Administration)
2006-2007 - University of Alberta
B.Sc (Material Engineering)
2002-2006
Luna Lu Skills
- Mutual Funds
- AML
- Securities
- FINRA
- Securities Regulation
- Financial Services
- Financial Risk
- Capital Markets
- Wealth Management
- Corporate Governance
- Operational Risk
- Equities
- Hedge Funds
- Derivatives
- Fixed Income
Luna Lu Summary
- Luna Lu, based in Toronto, ON, CA, is currently a Senior Manager, Compliance at Mackenzie Investments. Luna Lu brings experience from previous roles at Manulife John Hancock Investments and Manulife Investment Management. Luna Lu holds a 2006 - 2007 Graduate Certificate in Compliance Administration @ Seneca Polytechnic. With a robust skill set that includes Mutual Funds, AML, Securities, FINRA, Securities Regulation and more. Luna Lu has 1 emails on RocketReach.
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