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Luci Ryan Location
New York, NY, US
Luci Ryan Work
Director of Compliance @ (February 2016 - Present)
Senior Compliance Officer @ (May 2015 - February 2016)
Chief Compliance Officer and Principal @ Dahab Associates, Inc. (September 2005 - May 2015)
Associate Consultant @ Dahab Associates, Inc. (May 2001 - September 2005)
Luci Ryan Education
Barnard College, Columbia University
Bachelor of Arts (American History)
Bucknell University
Luci Ryan Skills
Code of Ethics
Investment Company Act
Securities Regulation
Legal Compliance
Compliance Regulations
Analytical Skills
SEC Regulations
Attention to Detail
Regulatory Compliance
Compliance Management
Asset Allocation
Due Diligence
Microsoft Excel
Research
Mutual Funds
SEC filings
Risk Management
Investment Policy
Equities
Investigative Research
Quantative Analysis
Anti Money Laundering
Compliance
Ethics
Contract Writing
Investments
Marketing
Financial Analysis
Strategic Planning
Securities
Finance
Financial Modeling
Customer Service
FINRA
Financial Futures
Best Execution
Employee Training
Hedge Funds
Financial Services
Compliance Oversight
Project Management
Investment Policy Statements
Guideline Development
Investment Advisory Services
Activism
Feminism
Human Rights Activism
Qualitative Research
Fundraising
QuickBooks
Luci Ryan Summary
Luci Ryan, based in New York, NY, US, is currently a Director of Compliance at Peconic Partners LLC. Luci Ryan brings experience from previous roles at Peconic Partners LLC and Dahab Associates, Inc.. Luci Ryan holds a Bachelor of Arts in American History @ Barnard College, Columbia University. With a robust skill set that includes Code of Ethics, Investment Company Act, Securities Regulation, Legal Compliance, Compliance Regulations and more. Luci Ryan has 2 emails and 2 mobile phone numbers on RocketReach.
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