1990 -1995 Financial Specialist @ Florida Division of Securities
1990 -1995 Financial Specialist @ Florida Office of Financial Regulation, Division of Securities
1985 -1990 Collection Specialist @ Florida Department of Revenue
Louis Dempsey Education
Florida State University
Bachelor of Science - BS (International Economics)
1985-1990
Louis Dempsey Skills
SEC reporting
Compliance
FINRA
Investment Advisory
Litigation
Securities
Hedge Funds
Mutual Funds
AML
Risk Management
Strategic Planning
Derivatives
Investments
Private Equity
Financial Reporting
Analysis
Budgeting
Banking
Fixed Income
Auditing
Accounting
Change Management
Research
Equities
Due Diligence
Securities Regulation
Alternative Investments
Capital Markets
Risk
Finance
Financial Services
Asset Management
Regulatory Affairs
Management
Microsoft Word
Renaissance
Leadership
Account Management
Louis Dempsey Summary
Louis Dempsey, based in Boca Raton, FL, US, is currently a Founder, President at Renaissance Regulatory Services, Inc.. Louis Dempsey brings experience from previous roles at Florida Securities Dealers Association, Inc., US Securities and Exchange Commission, BISYS and BISYS Fund Services. Louis Dempsey holds a 1985 - 1990 Bachelor of Science - BS in International Economics @ Florida State University. With a robust skill set that includes SEC reporting, Compliance, FINRA, Investment Advisory, Litigation and more. Louis Dempsey has 1 emails and 1 mobile phone numbers on RocketReach.
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