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Liz Small Location
New York, NY, US
Liz Small Work
2023 -now Counsel @
2020 -2023 Investigations Specialist @
2015 -2020 Head of Core Functions for Global Financial Crimes @
2015 -2015 Regulatory Examinations Group Manager @
2011 -2015 Special Review Group Manager @
2006 -2011 Attorney and Investigator, Special Review Group @
2005 -2006 Attorney, Global Regulatory Matters and Internal Reviews @
1998 -2005 Associate @
1997 -1998 Law Clerk @ U.S. District Court, Southern District of New York
Liz Small Education
Columbia Law School
JD
San Francisco University High School
Amherst College
Bachelor of Arts - BA (English)
Liz Small Skills
Securities Regulation
Securities
Equities
Corporate Governance
Financial Services
Capital Markets
Hedge Funds
Investments
Commercial Litigation
Litigation
SAN
Legal Writing
Public Speaking
Financial Analysis
Microsoft Word
Microsoft Excel
Liz Small Summary
Liz Small, based in New York, NY, US, is currently a Counsel at Riker Danzig LLP. Liz Small brings experience from previous roles at UBS, Morgan Stanley and UBS Wealth Management Legal & Compliance Department. Liz Small holds a JD @ Columbia Law School. With a robust skill set that includes Securities Regulation, Securities, Equities, Corporate Governance, Financial Services and more. Liz Small has 2 emails and 2 mobile phone numbers on RocketReach.
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